- Citigroup (Jersey City, NJ)
- …you to apply! Our people make all the difference in our success. The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest ... for the area. This role will support the Citi Wealth Controls team responsible for the Issue Management Program...and CAP closure documentation to ensure adequate evidence of risk mitigation and control design and operational effectiveness. *Act… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level ... overall objective is to design and implement the AML risk management program for the US broker dealer and...management program for the US broker dealer and consumer wealth business lines, manage a team, utilize in-depth specialty… more
- TD Bank (New York, NY)
- …standards. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US ... management and control, supported by effective processes in alignment with risk appetite ** Employee /Team Accountabilities:** + Participates fully as a member… more
- HSBC (New York, NY)
- …+ Conduct full needs assessments with current and potential Wealth customers and recommend appropriate banking, investment and insurance products and services ... our communities and the planet we all share. The Wealth Relationship Manager works closely with the Wealth...to meet individual needs, based on objectives, risk tolerance and proper asset allocations + Represent the… more
- HSBC (New York, NY)
- …+ Conduct full needs assessments with current and potential wealth customers and recommend appropriate banking, investment and insurance products and services ... our communities and the planet we all share. The Wealth Relationship Manager (WRM) works closely with the ...to meet individual needs, based on objectives, risk tolerance and proper asset allocations + Represent the… more
- Citigroup (New York, NY)
- **About Wealth At Work: Enterprise** The Wealth at Work Enterprise Team is part of the Global Citi Wealth organization. We focus on providing wealth ... help our clients save, invest, borrow and manage the wealth that they have worked so hard to create....+ Partner with Banker on prospecting efforts prospecting - conduct new client/prospect research, generate leads and develop prospects,… more
- Citigroup (Paramus, NJ)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... individuals and family offices through Citi Wealth , operates in the affluent and high-net worth segments through Citigold(R) and Citigold(R) Private Client and… more
- Citigroup (New York, NY)
- …role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall ... **The successful candidate will have both "internal audit" and " wealth management" experience.** Responsibilities: + Consistently develop, execute and deliver… more
- ManpowerGroup (New York, NY)
- …implement comprehensive audit plans for wealth management and trust operations. + Conduct risk assessments to prioritize high- risk areas for review. + ... procedures, and regulatory requirements + Identify and assess risks specific to wealth management and trust services, including fiduciary risk , investment … more
- JPMorgan Chase (New York, NY)
- …60 countries. It operates across four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking and Consumer and ... Community Banking **.** **About Wealth Management** With more than 160 years of experience,...the broader universe of ETFs and passive investing + Conduct and present attribution, holdings, and factor analysis across… more
- Citigroup (New York, NY)
- The Head of Wealth Application Strategy is responsible for delivering innovation in overall product analysis, design, development, and production support for the ... Wealth business. Citi Global Wealth is a...and strategic outsourcing, and vendor partnerships. + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- JPMorgan Chase (New York, NY)
- …, legal, compliance, supervision, and operations to ensure robust controls and prudent risk mitigants exist. + Conduct competitive analyses on an ongoing basis ... Within JP Morgan Wealth Management, the Strategy and Business Development role...alongside Product Management, Operations, Digital & Technology teams, Legal, Risk and Compliance. + Partner with Lending Sales team… more
- Citigroup (New York, NY)
- Citi Global Wealth brings together the full power of Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth ... and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth at… more
- Citigroup (New York, NY)
- …for driving new introductions and client conversion from the Banking division to the Wealth division and from the Wealth division to the Banking division with ... introductions + Responsible for maintaining effective controls around privacy information ( Wealth ) and MNPI (Banking). This individual will be a "wall straddler"… more
- JPMorgan Chase (Jersey City, NJ)
- …to be best-in-class. Job Summary: As a Compliance, Conduct and Operational Risk (CCOR) - Surveillance Lead ( Wealth Management Trade Surveillance) - Vice ... As part of Risk Management and Compliance, you are at the...+ Bachelor's Degree or equivalent experience + Familiarity with Wealth Management investment strategies and products including Mutual Funds,… more
- Citigroup (New York, NY)
- …clients. + Demonstrate an in-depth understanding of clients' businesses and sources of wealth generation. + Anticipate events in a client's life and business which ... executed on their behalf. + Maintain full understanding of client goals and risk tolerance to ensure that financial strategies are appropriate. + Uncover needs that… more
- Citigroup (Queens, NY)
- /10, 63,65The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization including defining the… more