- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... exams and relationships with examiners, auditors etc. + Knowledge of key Compliance processes- Regulatory Management, Risk Assessment , Monitoring and… more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... management policy and strategic direction + Maintain AML compliance program for the business including assessment ...duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Risk … more
- Citigroup (New York, NY)
- …first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk , liquidity of client positions, and credit limits, ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- American Express (New York, NY)
- … Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a ... the way together. The Global Risk & Compliance...Governance Organization is looking for a US Consumer Services Risk Officer to lead a diverse team of… more
- Citigroup (New York, NY)
- …and escalating issues for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is... and Risk Appetite **Responsibilities:** + Support risk appetite assessment and material risk ... the Services business ensuring compliance with enterprise risk program requirements and associated standards + Work with...+ Work with key stakeholders to complete the quarterly risk appetite assessment including quantity, quality and… more
- City of New York (New York, NY)
- …and mitigating risks across diverse technology domains, ensuring timely resolution of risk assessment tickets, and possess a relentless commitment to staying ... firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate… more
- City of New York (New York, NY)
- …firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate ... with cybersecurity requirements for various technology domains. Continuous Process Improvement in Risk Assessment : Lead initiatives to enhance the efficiency and… more
- Raymond James Financial, Inc. (New York, NY)
- …advises on risk mitigation strategies. . Leads the development and implementation of risk assessment and quantification models needed to risk manage the ... to provide essential risk context. . Reports risk -related data including risk exposure, compliance...aspects of the Private Client and Asset Management . Risk assessment methodologies. . Risk … more
- Citigroup (New York, NY)
- …plans. + Update and maintain a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy. + Ensure adherence to the Citi ... + Reviewing/tracking PAP renewals. Qualifications: + Significant experience in Operational Risk Management, Audit, Compliance , or other control function. +… more
- Hackensack Meridian Health (Edison, NJ)
- …healthcare and serve as a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance Officer ** ("Deputy") ... A day in the life of a **Deputy Chief Compliance Officer ** at **Hackensack Meridian** **_Health_** includes:...program operations mattersthat are designed for adiverse workforce. + risk assessment procedures + annual work plan… more
- Citigroup (New York, NY)
- …vast array of products. The candidate will be a key member of Credit and Price Risk Execution in Citi Global Markets. Markets Credit and Price Risk Execution is ... establish and maintain a robust first line of defense designed to minimize risk within the business including leading critical control initiatives to mitigate … more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... include participating in senior business risk and control forums, monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for...and second line of defense. Also responsible for performing risk assessment of Citi's compliance ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) Plan. + Act… more
- SMBC (New York, NY)
- …and maintain best practice across the Firm. + Plays a key role in the Compliance risk assessment exercise. **Qualifications and Skills** + Extensive ... responsible for overseeing the management of the broker dealer's compliance risk , and is represented by the... risk , and is represented by the Chief Compliance Officer as either a member or… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing,… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...Family Group:** Compliance and Control **Job Family:** Compliance Independent Assessment **Time Type:** Full time… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti Money Laundering Risk Management Officer is a senior professional level role responsible for establishing internal procedures to prevent ... in internal assurance processes such as Enterprise wide AML risk assessment , self- assessment , and internal...related issues and escalations + Develop and implement AML Compliance Risk Management (ACRM) standards and policies… more