- Guardian Life (Stamford, CT)
- …mitigation roadmaps and projects. This leader, reporting to the Technology & Cyber Risk Officer , will work with key stakeholders including process and control ... **Overview** The Senior Risk Analyst - Technology & Cybersecurity Risk will be responsible for assessing comprehensive and complex IT risks for the Technology… more
- Guardian Life (Stamford, CT)
- …to the Head of Business Risk & Resiliency, who reports to our Chief Risk Officer within Enterprise Risk Management. **Location** Hybrid: 3 days in the ... As Head of Corporate Functions Business Risk & Resiliency, you will execute the Risk & Resiliency frameworks for corporate functions. You will execute risk … more
- NatWest Markets (Stamford, CT)
- …Compliance Advisory Lead will serve as a Sales and Trading Compliance Advisory and Conduct Risk Officer for the Legal and Compliance Department. As a member of ... the US Advisory Compliance team, the Compliance Advisory Officer will support businesses and products within the Natwest Market's Sales and Trading business… more
- NatWest Markets (Stamford, CT)
- …Compliance Risk continue to operate effectively. The Compliance Assurance Officer will alsobe responsible forreporting and escalating controls issues and any ... Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full...relation to core activitiesin accordance withregulatory requirements and NWM Risk Profile to achieve the right customer outcomes. +… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs and ... operations of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced compliance officer to join our… more
- Newtown Savings Bank (Newtown, CT)
- …an experienced Project Management professional for the role of Project Management Officer . The Project Management Officer will be responsible for overseeing ... ensure project success, including managing budgets, timelines, and personnel. + Risk Management: Identify and mitigate project risks, ensuring timely resolution of… more
- Newtown Savings Bank (Newtown, CT)
- …experienced Treasury Management sales professional for the role of Treasury Management Officer . The Treasury Management Officer (TMO) is responsible for ... utilization of TM products and services. + Works with risk management, compliance, and assists with annual TM customer... management, compliance, and assists with annual TM customer risk reviews. + Expected to be out of the… more
- Trexquant Investment (Stamford, CT)
- …Compliance Monitoring - maintain, develop and review dashboard reporting for compliance and risk processes related to the positions and products in the portfolio. + ... Technology Risk Compliance - Maintain and review firm processes for monitoring of technical (cyber)security compliance risks,, including training, prevention,… more
- Nuvance Health (Carmel, NY)
- …Manual: significant manual skills/motor coord & finger dexterity Occupational: Some occupational risk Physical Effort: Very Heavy effort. May exert up to 50 lbs. ... force Physical Environment: Significant exposure to dirt, odors, noise, human waste, etc. Company: Putnam Hospital Center Org Unit: 991 Department: Security Exempt: No Salary Range: $16.50 - $30.44 Hourly We are an equal opportunity employer Qualified… more
- M&T Bank (Norwalk, CT)
- …with grantors, beneficiaries, Trustees, attorneys, accountants, and others, at Trust Officer 's discretion. Escalates risk issues identified in work assignments. ... Follows best practices and adheres to controls over efficiency and risk management. Assists in collecting critical documents and assets, preparing disbursements,… more
- Richmond Community Services (Mount Kisco, NY)
- …Quality Officer , the Quality Director oversees the Quality and Risk Management programs including oversight of investigative process for reportable and ... Hudson Valley DDRO. Submits new policies for Chief Quality Officer review. 10. Maintains up to date incident management...incident management, as well as Justice Center, OPWDD, and risk management regulations, for various levels of staff and… more
- NatWest Markets (Stamford, CT)
- …operations of the department and the business._ Join us as a Control Room Officer + In this role, you'll identify and manage transactional and employee conflicts of ... and addressing of common issues **What you'll do** As a Control Room Officer , you'll manage the wall crossing process and the confidentiality registers, as well… more
- Wells Fargo (Stamford, CT)
- …including working with military protocol and instructions, enlisted evaluations, officer /leadership reporting + Relevant military experience including working in ... focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as… more
- NatWest Markets (Stamford, CT)
- …VP (2LOD)** Reporting to the Senior Monitoring and Testing Compliance Assurance Officer this role is responsible for assessing compliance risks and controls within ... that key controls that are in place to mitigate the risk of non-compliance with Compliance Risk and for reporting and escalating controls issues and any… more
- KeyBank (Mahopac, NY)
- …and external centers of influence. + Ensuring compliance with operational, risk , security and audit procedures and policies including appropriate documentation of ... (required) **Licenses and Certifications** + Notary License (preferred) **Mortgage Loan Officer /Loan Officer (MLO/LO) Classification** Employees in this position… more
- Tompkins Community Bank (Mount Kisco, NY)
- Overview This position is responsible for assisting the Chief Investment Officer (CIO) in developing and implementing investment strategies for Tompkins Financial ... - meet regularly with fund managers and research analytics of fund performance, risk -based measures, and attribution reporting. + Stay abreast of current news and… more
- Nuvance Health (Danbury, CT)
- …and procedures regarding patient safety. Initiatei? 1/2s interventions related to the risk factors identified. * Conducts bedside shift report and bedside rounds ... * New graduates awaiting licensure at the discretion of the Chief Nursing Officer (CT only) * American Nurses Association endorsed Certifications or Academy of… more
- Nuvance Health (Norwalk, CT)
- …and procedures regarding patient safety. Initiatei? 1/2s interventions related to the risk factors identified. * Conducts bedside shift report and bedside rounds ... New graduates awaiting licensure at the discretion of the Chief Nursing Officer (CT only) American Nurses Association endorsed Certifications or Academy of… more
- Nuvance Health (Norwalk, CT)
- …and procedures regarding patient safety. Initiatei? 1/2s interventions related to the risk factors identified. * Conducts bedside shift report and bedside rounds ... New graduates awaiting licensure at the discretion of the Chief Nursing Officer (CT only) American Nurses Association endorsed Certifications or Academy of… more
- Enhanced Protection Services (Stamford, CT)
- …leader in security and threat mitigation. We specialize in risk consulting, executive protection, intelligence, investigations, and emergency response, offering ... or 12am to 8am.** + **Must have prior law enforcement experience.** Our risk and consulting group, under Allied Universal(R) Enhanced Protection Services, is hiring… more