- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent, ... process (eg planning, fieldwork testing, reporting, issues validation, etc.). The Senior Auditor I also establish direction for staff on more complex audit… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- City National Bank (New York, NY)
- …to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor ... notification of a new outside business activity/second job; request to purchase securities , requests to give and/or receive gifts and entertainment, and review of… more
- SMBC (New York, NY)
- …Seek out and complete training courses to sharpen skills as an internal auditor and improve business awareness. **Qualifications and Skills** Perform ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- MUFG (New York, NY)
- …Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Internal Auditor (CIA) or Certified in Risk and Information Systems ... identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MUFG (New York, NY)
- …including FX and FX Options, Interest Rate Derivatives, and secondary market securities Sales and Trading (ie, equities, credit, fixed income, securitized products). ... within the associated areas of operations, risk management, regulatory environment, or internal audit + BA/BS degree or equivalent experience in finance, business or… more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. **Job Summary:** The Associate Auditor II role within the Internal Audit function is responsible for ... while also operating within industry best practices, applicable regulations, and internal and external professional practice expectations. + Act as a leader… more
- MUFG (New York, NY)
- …of management and employees PROFESSIONAL CERTIFICATIONS + Certified Information Systems Auditor (CISA) + Certified in Risk and Information Systems Control (CRISC) ... related risk assessment/testing methodologies evaluating the adequacy and efficiency of internal controls, and identifying issues resulting from internal and… more
- Scotiabank (New York, NY)
- …Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures. **What You'll Do** + Champions a customer ... including the IT Risk Management Policy and Framework. + Work closely with internal and external IT auditors on audits and regulatory exams to demonstrate compliance… more
- NatWest Markets (Stamford, CT)
- …assurance and opinions with impact **Experience** + 3+ years' experience as an internal auditor , 2+ year' Audit Manager experience with preferably 2 years ... and the business._ As an Audit Manager, you'll be an ambassador for internal audit, demonstrating professional behaviours and helping to build on the reputation and… more
- MUFG (New York, NY)
- …+ Apply valuation methodologies in line with MUFG's valuation policy + Respond to internal / external auditor inquiries and coordinate valuation reviews + Create ... Assist in the presentation of valuation results to various internal committees and external auditors + Work closely with...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (New York, NY)
- …and risk management-wise and addresses the enterprise goals and objectives including internal and external regulatory requirements and risk assessment + Own and ... issues, and inquiries/assessments of vulnerability management by regulators and Internal Audit + Maintain vulnerability management strategic roadmap and burndown… more
- DoorDash (New York, NY)
- …execution + Provide strategic legal advice to senior management and other internal stakeholders regarding M&A strategy, risk management, and execution. + Draft, ... + Advise on legal and regulatory issues related to securities law, antitrust, data privacy, and other compliance matters...the transaction process + Contribute to the development of internal legal processes and best practices for M&A transactions… more
- Bank of America (New York, NY)
- …is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). ... these businesses in a market making capacity, include cash securities , futures, and derivatives. This experience may not come...skills **Skills:** + Analytical Thinking + Audit Planning + Internal Audit Review + Issue Management + Risk Management… more
- Mizuho Corporate Bank (New York, NY)
- …Interpretation Forum, handling communication with outside of reporting production team (eg Internal Auditor , Quality Assurance, and FRB) and Change Management ... EUC controls. + Working knowledge of financial products (eg loans, deposits, securities , derivatives, money market products, repos etc.). + Strong ability to handle… more