• Sales and Trading Audit

    SMBC (New York, NY)
    …lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... more
    SMBC (01/28/25)
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  • Sr Director , Derivatives Strategy…

    Nuveen Investments (New York, NY)
    The Derivatives Strategies & Trading Senior Director will be responsible for structuring and execution of hedging and yield enhancement strategies across asset ... more
    Nuveen Investments (12/12/24)
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  • Director , US Cybersecurity…

    Scotiabank (New York, NY)
    Director , US Cybersecurity and Infrastructure Audit **Requisition ID:** 203015 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown ... more
    Scotiabank (01/15/25)
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  • Manager, US Internal Control and Global Wholesale…

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... more
    Scotiabank (11/30/24)
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  • Director , Equity Derivatives Sales

    Citigroup (New York, NY)
    The Director , Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... more
    Citigroup (01/10/25)
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  • Director , Equities Compliance

    BMO Financial Group (New York, NY)
    …will provide advice to the line of business including but not limited to sales , trading , and algorithmic development teams regarding rules and regulations. You ... more
    BMO Financial Group (01/15/25)
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  • Director , Tprm, US Internal Control

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... more
    Scotiabank (01/29/25)
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  • Director , OFAC Advisory

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... more
    Scotiabank (12/31/24)
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  • Senior Compliance Officer - Public Side Advisory…

    SMBC (New York, NY)
    …identify and provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities ... more
    SMBC (11/27/24)
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  • Corporate Compliance Internal Auditor - Financial…

    Mizuho Corporate Bank (New York, NY)
    …value-added assurance and advisory services.Coordinate with or assist other IADA Audit Groups, as needed.Assist the Vice President/ Director with maintaining ... more
    Mizuho Corporate Bank (01/22/25)
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  • Manager, Investment Management Compliance

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... more
    Scotiabank (01/15/25)
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