- TD Bank (Portland, ME)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- TD Bank (Portland, ME)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- Citizens (Portland, ME)
- …the Senior Manager upholds and maintains the Risk and Control Self-Assessment (RCSA) and Controls Assessment enterprise-wide requirements, plans, executes ... mechanisms. + Serves as an advisor on RCSA and controls testing industry best practices, processes, and regulatory...and Control Self-Assessment (RSCA), Issues Management, and Control Assessment. + Knowledge of regulatory guidance… more
- TD Bank (Portland, ME)
- … control functions, and drives alignment with enterprise and/or regulatory requirements + Assesses/identifies key issues and escalates to appropriate levels ... with established policies, standards and procedures. The Compliance Quality Assurance Manager (US) will execute these reviews and/or perform peer reviews. This… more
- Wipfli LLP (South Portland, ME)
- …teams. Internal Controls & Compliance + Design, implement, and monitor internal controls over financial reporting to ensure compliance with US GAAP. + ... home, Wipfli offers a career-defining opportunity. Job Summary: The Manager , Technical Accounting oversees complex accounting matters, ensures strict adherence… more
- TD Bank (Portland, ME)
- …The Risk Manager I is expected to ensure sound credit control by proactively managing risks within the bank's guidelines and fostering effective communication ... **Department Overview:** Team provides a strong focus on governance, control , and risk management behaviors that align with TD's...that align with TD's policies and practices. The Risk Manager I will lead or participate in the identification,… more
- KeyBank (Portland, ME)
- …in their financial wellness and achieve their goals. The Branch Manager is accountable for branch operations and compliance by providing direction and guidance ... and businesses in our Key Bank communities. The Branch Manager builds, coaches, develops, leads, and motivates a team...and direction to branch team to ensure compliance of regulatory , security and internal controls , which includes… more
- TD Bank (Portland, ME)
- …RESPA, EFTA, etc.) and sufficiency of systems, processes, and oversight to support regulatory compliance. The Audit Manager I will participate in the planning, ... details for this role. **Line of Business:** Audit **Job Description:** The **Audit Manager I** - US Compliance Audit is responsible for executing and leading audit… more
- TD Bank (Portland, ME)
- …Skills:** + Prior AML (Anti-Money Laundering) investigations experience, within a financial institution or regulatory environment + Strong knowledge of ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** **_Our team currently… more
- Bank of America (Scarborough, ME)
- Financial Solutions Advisor - Maine / New Hampshire Markets South Portland, Maine;Concord, New Hampshire; Scarborough, Maine; Hanover, New Hampshire; South Portland, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/South-Portland/ Financial -Solutions-Advisor Maine New-Hampshire-Markets\_25033161) **Job Description:** At Bank of America,… more
- TD Bank (Portland, ME)
- …and results reporting in-line with testing requirements + Understands the use of controls for managing financial crimes risk and applies this understanding to ... + Presents objective and independent opinion on the adequacy of processes and controls in accordance with regulatory and internal requirements + Executes… more
- WSP USA (Portland, ME)
- …WSP is currently initiating a search for a **Senior Geotechnical Engineering Manager ** for our **Merrimack, NH** office. Candidate will be involved in projects ... and presentations explain research, findings, and recommendations to prevent, control , restore, or address design, and/or construction issues or opportunities.… more
- RTX Corporation (North Berwick, ME)
- …You Will Do:** The GTF MRO network has an opportunity for an Senior Manager , GTF Serviceable Material Integration to be part of the Network Execution team. The ... bottom-line performance, it requires excellent MRO process flow, equipment, and process control knowledge. **Where You Will Work From:** This role will work onsite… more
- TD Bank (Portland, ME)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** **Our team currently ... from law enforcement referrals, proactive initiatives, 314a/314b, and internal referrals. This Financial Crime Risk Senior Investigator will be a part of the… more
- TD Bank (Portland, ME)
- …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Portland, ME)
- …compliance risk management frameworks and programs, including Compliance Risk Assessment and regulatory controls management + Experience with regulatory ... Programs + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed… more
- TD Bank (Portland, ME)
- …to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and manages alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Portland, ME)
- …operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, transaction approvals and physical ... corporate and/or control functions and ensures alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving … more
- TD Bank (Portland, ME)
- …evaluating, documenting, and testing the design and operating effectiveness of internal controls under manager guidance. The Senior Auditor is responsible for ... established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight...execution of control testing, identification of findings, and delivery of high-quality… more
- TD Bank (Portland, ME)
- …The Senior Compliance Testing Analyst executes independent testing of Compliance controls /systems for assigned businesses and operational units across the Bank along ... with providing expertise on Compliance controls /processes. May assume leadership of a part of the...and senior management of the Bank with respect to regulatory compliance and risk matters. + Independently researches, reviews,… more