- American Express (New York, NY)
- … & Compliance program /processes into the Digital Workplace operating model. The Risk & Oversight Manage **r** will excel in developing and implementing ... adherence across key governance and compliance areas including: + Risk Domain Oversight + Process Risk...work cross functionally to engage and drive adoption of program . + Create and maintain comprehensive documentation related to… more
- City National Bank (New York, NY)
- …business initiatives * Provide advisory, oversight , and challenge over key operational risk program activities including but not limited to 1LOD output of ... * MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and… more
- Morgan Stanley (Purchase, NY)
- …its workforce (M/F/Disability/Vet). **Job:** **Strategic Planning* **Title:** *Business Risk Oversight , AVP* **Location:** *New York-Purchase* **Requisition ... resources from across the firm to provide access to advice and investment manager research. *_Department Summary_* The CG Business Risk team is responsible… more
- TD Bank (New York, NY)
- …of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight Specialist acts as key business oversight lead and ... provides expert/specialized business guidance and 2nd line challenge and oversight to portfolios, businesses and functions on development, maintenance, and… more
- TD Bank (New York, NY)
- …is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned ... compliance oversight responsibilities for TD's first line regulatory testing program . The incumbent candidate will support various retail and commercial lines of… more
- TD Bank (New York, NY)
- …is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned ... Overview:** US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- TD Bank (New York, NY)
- …**Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , Financial Crime Risk Oversight oversees the team and leads ... for covered TD businesses and legal entities, including managing critical program initiatives and handling complex/high- risk matters and escalations.… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help ... for executing second line of defense compliance and operational risk oversight for a Front Line Unit,...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- American Express (New York, NY)
- …liquidity risk , market risk , and capital management. The Manager /Sr Manager - Market Risk Oversight will be responsible for providing independent ... an impact in this role?** Within GRC, the Market Risk Oversight Group is the independent ...Free and confidential counseling support through our Healthy Minds program + Career development and training opportunities For a… more
- Citigroup (New York, NY)
- ** Risk Analytics Business Risk and Control Group Manager - C14** **Organization Overview:** Citi Markets Operations is currently at a pivotal point in its ... ORE deep dive & escalation, proactive Control Reviews, MCA oversight & challenge, Enterprise & Ops specific Risk...products. **Job Purpose:** The ** Risk Analytics Business Risk and Control Group Manager ** will report… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third… more
- TD Bank (New York, NY)
- …**Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Specialist, Senior RCSA Manager ** is a leadership position. The successful ... help oversee the rollout ot a multi-year initiative to transform TD Bank's risk assessment practices. This leader will provide a comprehensive and diverse range of… more
- TD Bank (New York, NY)
- …**Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst, RCSA Manager ** provides a broad range of research, analysis, ... assist in the rollout of a multi-year initiative to transform TD Banks' risk assessment practices. The **RCSA Manager ** supports business by providing expert… more
- Citigroup (New York, NY)
- …Core Accounts Global CRM Head. This role will lead the implementation of end-to-end risk management oversight and Change Management oversight for Global Core ... on reviews of potential loss events, operational losses and Risk and Controls Self-Assessment (RCSA)/ Manager Control...and monitoring of client and segment relationships to mitigate risk . + Oversight for iCAPs (Issues and… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Foreign Exchange Coverage New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... for executing second line of defense compliance and operational risk oversight for a Front Line Unit,...activities in line with BofA Global Compliance and Operational Risk Program . + Participate, as required, in… more
- Morgan Stanley (New York, NY)
- …based criteria * Prepare reporting and management presentations related to the Product Oversight program * Create draft reports and workpapers inclusive of ... the Executive Director in executing First Line of Defense Oversight and monitoring program * Identify, measure,...**Operational Risk * **Title:** *U.S. Banks VP Operational Risk Front Line Risk Manager *… more
- Scotiabank (New York, NY)
- Senior Manager , Operational Risk **Requisition ID:** 212288 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... to results, in an inclusive and high-performing culture. **Senior Manager US Operational Risk , US Risk...candidate will be responsible for providing strategic leadership and oversight of the bank's operational risk management… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common purpose ... second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit,...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Tradeweb (New York, NY)
- …tools and automation that support effective management and oversight of vendor risk , and mature processes to scale the program + Provide periodic vendor ... growth plans we are seeking a highly motivated Vendor Risk Manager to join our Risk...successful candidate will be responsible for leading our vendor risk management program , providing operational support, performing… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , Financial Crime Risk ... experience **Customer Accountabilities:** + Oversees a function of enterprise FCRM Program professionals providing oversight and control related advisory… more