- City National Bank (Jersey City, NJ)
- ** BSA / AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT...OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ... directs and administers the broker-dealers' Financial Crime programs, including BSA AML , Office of Foreign Assets Control...**Skills and Knowledge** + Expert knowledge of USA PATRIOT Act , AML Act , money laundering… more
- SMBC (Jersey City, NJ)
- …of the BSA / AML and Sanctions Risk Assessment process and draft reports for BSA / AML Officer and senior management review + Manage the Risk and Control ... audit, banking regulators and Head Office. **Role Objectives** + Act as a subject matter advisor to enhance existing...Self-Assessment ("RCSA") process and draft reports for BSA / AML Compliance Officer and senior… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …a committee thereof. + Develop, implement, maintain, and administer the Bank 's BSA / AML /OFAC Bank Secrecy Act program, including but not limited ... bonus; and educational reimbursement. Summary The BSA Officer is responsible for ensuring the Bank 's...ensuring the Bank 's compliance with all relevant Bank Secrecy Act ( BSA… more
- Mizuho Corporate Bank (New York, NY)
- …In-depth understanding of Financial Crime Compliance regulations including but not limited to USA Patriot Act , Bank Secrecy Act and OFAC. + Comprehensive ... the review in the KYC system, escalating to the AML Officer any confirmed or suspected material...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Citigroup (Queens, NY)
- …bank 's KYC Policy which is based on various international and domestic banking regulations from the Bank Secrecy Act to the Patriot Act + Ability to ... The Business Risk Officer is a strategic professional who stays abreast...that individual prospects and clients pose to the Private Bank . + Determines through reviews of the prospects or… more
- Morgan Stanley (New York, NY)
- …industry best practices, guidance, and regulatory landscape, including but not limited to; USA PATRIOT Act , Bank Secrecy Act , FATF, 5th Money Laundering ... governance, oversight and execution of the Firm's Anti-Money Laundering ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance… more
- MUFG (New York, NY)
- …diligence procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA / AML , OFAC & Sanctions + Exhibit culture of strong risk principles + ... clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + Partner with Relationship Managers/Product… more
- MUFG (New York, NY)
- …diligence procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA / AML , OFAC & Sanctions + Exhibit culture of strong risk principles ... clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other stakeholders + Partner with Relationship Managers/Product… more
- Ankura (New York, NY)
- …of duties and project management; + Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; + Interact with clients and ... generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA / AML compliance programs and developing training for FinTech's and… more