- Robert Half Finance & Accounting (New York, NY)
- …are currently recruiting for a Compliance Associate role at a global Investment firm based in midtown Manhattan New York. Our client requires 2+ years' ... Investment Compliance experience at an RIA, Asset...handling confidential information + Bachelor Degree or higher The Compliance Associate role requires 3 days per… more
- Morgan Stanley (New York, NY)
- …efficient risk-adjusted returns, acting as a strategic advisor to the Board and protecting the Firm and Investment Funds from exposure to losses as a result of ... > Identifying, assessing and monitoring financial and liquidity risks related to the Firm 's Investment Management business (with specific focus on its Public … more
- JPMorgan Chase (Ramsey, NJ)
- … investment solutions to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you will provide client service, ... maintaining a strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting edge digital… more
- JPMorgan Chase (Jersey City, NJ)
- …JPMorgan Chase & Co. Internal Audit Department is offering a Senior Auditor, Senior Associate position on our Corporate Investment Banking team to a successful ... independent function at JPMorgan Chase that aims to enhance and protect the firm by providing risk-based and objective assurance, advice, and insight. We work with… more
- Raymond James Financial, Inc. (New York, NY)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships,… more
- Raymond James Financial, Inc. (New York, NY)
- …experience, to have a positive impact on the Strategic Business Unit (SBU) and the firm through the development of the team, managing the Investment Banking (IB) ... and Abilities** **Knowledge of** * Advanced concepts, practices and procedures of Investment Banking. * Advanced investment concepts, practices and procedures… more
- M&T Bank (New York, NY)
- …protect the organization's legal and business interests. + Partner with Compliance , Risk and Audit groups on supported divisional/departmental matters, as ... other relevant legal experience. + Experience working as an attorney with a law firm and/or as in-house counsel. + Deep knowledge of Commercial Real Estate Financing… more
- Raymond James Financial, Inc. (New York, NY)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... to associates, and clients of the future. Our company values associate development and growth, offering opportunities through developmental programs, mentorships,… more
- Neuberger Berman (New York, NY)
- …Representing Compliance in client and prospect due diligence meetings + Coordinating compliance program within the framework of the firm 's overall global ... Chief Compliance Officer for over $55 billion complex of...investors globally. Tenured, stable and long-term in focus, the firm has built a diverse team-including 750-plus investment… more
- Raymond James Financial, Inc. (Newark, NJ)
- …maker. The compliance department is responsible for ensuring that the firm operates within legal and ethical standards, and in accordance with the company's ... **Seasonal Analyst Job Summary** Under general supervision, the SumRidge Compliance Spring Associate uses knowledge and skills obtained… more
- SMBC (New York, NY)
- …serves as a 2LOD compliance function responsible for overseeing and monitoring the firm 's compliance risk. The Associate Advisory Compliance Officer ... across the Firm . **Qualifications and Skills** + Knowledge of general compliance themes and processes. General understanding of banking rules helpful + Ability… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Associate within the global/regional ... implement appropriate corrective actions + Execute on key strategic Compliance initiatives within the context of the firm...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- JPMorgan Chase (New York, NY)
- …instrumental in managing emerging risks and promoting responsible business growth. As a Compliance - Executive Regulatory Briefings - Senior Associate in our ... the firm , including but not limited to working with Compliance , Legal, LOBs/Functions including Control Management. Candidate will develop expertise on the… more
- JPMorgan Chase (New York, NY)
- …capital allocation frameworks, industry leading research on financial money flow, investment portfolio strategy, firm -wide balance sheet optimization efforts and ... **2025 Quantitative Analytics Associate Program - Summer Associate ** **Short...validate mathematical models, methodologies and tools used throughout the firm while gaining in-depth insight into the world of… more
- Neuberger Berman (New York, NY)
- …client investment and administrative review process (Institutional Administrative and Investment Compliance Committee) and act as business owner of process ... and individual investors globally. Tenured, stable and long-term in focus, the firm has built a diverse team-including 750-plus investment professionals and… more
- Neuberger Berman (New York, NY)
- …and individual investors globally. Tenured, stable and long-term in focus, the firm has built a diverse team-including 750-plus investment professionals and ... **Summary:** The Associate General Counsel - Private Wealth will play...play an integral role within Neuberger Berman's Legal & Compliance Department, specifically with respect to the Private Wealth… more
- Morgan Stanley (New York, NY)
- Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth ... for a subset of consultants by coordinating with various internal groups ( Investment teams, Sales, Marketing, Operations, Compliance , etc.) to ensure accuracy… more
- Neuberger Berman (New York, NY)
- …and individual investors globally. Tenured, stable and long-term in focus, the firm has built a diverse team-including 750-plus investment professionals and ... a member of the Private Wealth Centralized Business Services group, the Associate /Analyst will provide onboarding and business support to Neuberger Berman Private… more
- Morgan Stanley (New York, NY)
- …requirements, capital structure, dividends and stock repurchases; promotes the optimal use of Firm capital while ensuring compliance with regulatory and Firm ... the Firm . Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment … more
- Morgan Stanley (New York, NY)
- Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth ... COOs and senior management, as well as other areas of the broader Firm including Legal, Compliance , Technology, Operations, Finance and Audit. The individual… more