- Daiichi Sankyo, Inc. (Bernards, NJ)
- …to security strategy plans and architecture artifacts.- Perform all IT Legal and Compliance activities for Daiichi Sankyo including HR, Compliance and Legal ... confidential legal discovery and reporting of findings.- Coordinate with the privacy officer or office to document data flows of sensitive information in the… more
- Daiichi Sankyo, Inc. (Bernards, NJ)
- …Management: Accountable for all aspects of vendor management within LCA, in compliance with the Company's Procurement Policy, including but not limited to, acting ... accurate records related to board resolutions and other Board related documents, officer and director lists and related lists; meeting minutes and general support… more
- MTA (New York, NY)
- Agency Chief Ethics, Risk and Compliance Officer Job ID: 9376 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... Nov 6, 2024 Description JOB TITLE: Agency Chief Ethics, Risk & Compliance Officer SALARY RANGE: $140,000 - $165,000 HAY POINTS: 954 DEPT/DIV: MTA Corporate… more
- TIAA (New York, NY)
- **Enterprise Sr Compliance Officer ** The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief ... + Physical Requirements: Sedentary Work **Career Level** 11PL The Enterprise Senior Compliance Officer supports the SMD Enterprise Compliance Officer to… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- Hackensack Meridian Health (Edison, NJ)
- …healthcare and serve as a leader of positive change. Reporting to the Chief Compliance Officer , the **Deputy Chief Compliance Officer ** ("Deputy") ... Program. **Responsibilities** A day in the life of a **Deputy Chief Compliance Officer ** at **Hackensack Meridian** **_Health_** includes: + Development,… more
- Robert Half Legal (New York, NY)
- …excellent PTO and sick time are also offered. Requirements * Proven experience as a Compliance Officer or similar role within the non-profit sector for a minimum ... and assisting with projects of the Assistant Vice President, Compliance Liaison & Privacy Officer and attorneys...Assistant Vice President, Compliance Liaison & Privacy Officer and attorneys responsible for our pension, health, and… more
- City of New York (New York, NY)
- …to the Chief Executive Officer of the Housing Authority, the Chief Compliance Officer ("CCO") will be responsible for overseeing NYCHA's compliance ... federal, state, and local regulatory obligations; regularly assessing the Authority's compliance risks; developing and maintaining up to date procedures that are… more
- City of New York (New York, NY)
- …add staff to fulfill critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a ... Trust's legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust's legal matters, focusing on … more
- Akumin (New York, NY)
- …and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, implementation, ... Privacy Compliance (CHPC), Certified Fraud Examiner (CFE), Certified Professional Compliance Officer (CPCO), or Certified Professional Coder (CPC) **Physical… more
- Wellington (New York, NY)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, Compliance … more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be limited to:… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... This role will have a reporting line to a supportive and experienced compliance officer based in New York. You will have a high-level understanding of regulation… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Compliance Officer to assist the Consumer Compliance Officers to ensure the Bank's loan, deposit products and services maintain ... to lending, deposit, and loan servicing regulations. + Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management System. +… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large… more
- Neuberger Berman (New York, NY)
- Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and ... least five years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance officer , specifically relating to research publications & managing conflicts between Banking & Research for the Independent Compliance ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day compliance advice to… more
- TD Bank (New York, NY)
- …of Business:** Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and support to TD ... Bank's compliance and business units related to fair lending and...outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
