- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... the impact of new and complex regulatory developments across senior CitiDirect and CitiConnect product management teams,...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Jersey City, NJ)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... the episodic deal due diligence, counterparty due diligence, and AML new product approval processes. The Investment Bank provides advisory, debt and equity capital… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... and building trust. In addition, engages with the ICRM product and function coverage teams, in order to partner...be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will… more
- Citizens (New York, NY)
- Description Citizens is currently recruiting for a Commercial Senior Credit Offer to cover the New York Metro Region for the Middle Market organization. This role is ... a strong control environment and culture, with a key focus on regulatory compliance & relations. + Credit Approval: Review, approve or decline or recommend to… more
- Bank of America (New York, NY)
- Sr Business Financial Control Product Associate-Global Financing & Futures AMRS New York, New York **Job Description:** At Bank of America, we are guided by a ... (LOB) by producing financial reports and disclosures in partnership with senior management, front office, and other business stakeholders. Key responsibilities… more
- Citigroup (Queens, NY)
- …Citi's risk positions to Senior Management; including updates to Chief Risk Officer 's, Product Managers and Sr . Management related to risk trends, ... The Business Risk Sr Group Manager manages multiple risk management activities...required in order to negotiate internally, often at a senior level. Some external communication/negotiation may be necessary. Responsible… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management...Officer is expected to consistently produce high-quality work product in a timely manner. They must possess a… more
- SMBC (New York, NY)
- …New Product , Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- Evertz Microsystems Limited (New York, NY)
- …issues, firmware upgrades and general maintenance + Assess the customer's product application, troubleshoot and diagnosis issues through research and/or re-creation ... customer feedback to aid in design changes including customer "feature requests" to product managers + Support the development of product communications by… more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer New York,...team. He or she will partner with Corporate Bankers, Product , Compliance , Credit, Risk and Service partners ... is here at Bank of America. Powered by people. Driven by Technology. The Senior Treasury Sales Officer (TSO) is responsible for managing all aspects of… more
- Citigroup (New York, NY)
- Serves as a risk officer for Client's Regulatory Management responsible for the promotion, support, monitoring and reporting on Citi's interactions with its ... and protect the franchise. In addition, engages with the Client's Regulatory Management product and function coverage teams, in order to partner to develop and apply… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...key findings and areas of improvement to members of senior management within compliance + Monitoring and… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance officer , specifically relating to research publications & managing conflicts between Banking & Research for the Independent Compliance ... resolving issues related to the publication of Investment Research product . + Independently engage with senior Business...Research Settlement + Exposure to Control Room, Conflicts, or Product Compliance roles (Banking or Research) within… more
- SMBC (New York, NY)
- …New Product , Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM… more
- Morgan Stanley (New York, NY)
- …variety of supervisory, compliance and risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional Risk Officer ... clients Facilitates any supervisory inquiry or process that requires escalation from the Senior Risk Officer (SRO) and/or the Associate/Regional Risk Officer … more
- City of New York (New York, NY)
- …duties will include serving in the position of Records Access and Chief Privacy Officer for the Department. Under the leadership of the Deputy Commissioner for Legal ... for independent initiative and judgment, the Records Access and Chief Privacy Officer is responsible for overseeing the Department's response to Freedom of… more