- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... Executive Director, Head of Risk and Control Assessment . As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... business judgement. Key job responsibilities - Design and deliver risk assessment and mitigation strategies to deliver...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing,… more
- Citigroup (New York, NY)
- …first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk , liquidity of client positions, and credit limits, ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- City National Bank (Jersey City, NJ)
- **CREDIT RISK REVIEW OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Credit Risk Review Department (CRR), is part of the 3rd line of defense, and as such ... general credit underwriting guidelines; identifies current or potential problems regarding the assessment of credit risk and the administration of Bank… more
- Citigroup (New York, NY)
- …across Citi. Our core activities are performing a quarterly Human Capital Risk Appetite Assessment , quarterly Business Performance Reporting (BPR), maintaining ... of enterprise Human Capital Risk issues. The Global HR Human Capital Risk Senior Officer is a strategic professional who directly supports Global HR… more
- Citigroup (New York, NY)
- The Credit Portfolio Senior Officer / Securitization Risk is a senior-level position responsible for leading activities including credit review, credit approvals ... + Perform in-depth credit analysis by monitoring a transaction's financial performance, risk metrics and compliance with financial covenants (annual reviews and… more
- City National Bank (New York, NY)
- **CREDIT RISK OFFICER QA/QC FIRST LINE OF DEFENSE** **WHAT IS THE OPPORTUNITY?** Provides comprehensive credit risk assessment of an assigned portfolio's ... scheduled credit review activities. **What you will do** + Credit Risk EvaluationPerforms individual credit assessment /testing of individual Wholesale lending… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr Officer I is... and Risk Appetite **Responsibilities:** + Support risk appetite assessment and material risk ... the Services business ensuring compliance with enterprise risk program requirements and associated standards + Work with...+ Work with key stakeholders to complete the quarterly risk appetite assessment including quantity, quality and… more
- Bank of America (New York, NY)
- Credit Risk Officer - Corporate/Commercial San Francisco, California;New York, New York **Job Description:** At Bank of America, we are guided by a common ... Telecom & Gaming a bonus **Skills:** + Credit and Risk Assessment + Financial Accounting + Issue...+ Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Oral Communications + Presentation Skills + Prioritization… more
- Bank of America (New York, NY)
- Credit Risk Officer -Corp/Comm-Leveraged Finance US Charlotte, North Carolina;New York, New York; North Bethesda, Maryland **Job Description:** At Bank of ... degree in related field or equivalent work experience **Skills:** + Credit and Risk Assessment + Financial Accounting + Issue Management + Portfolio Analysis… more
- Citigroup (New York, NY)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... are of high quality focusing on: + Root cause assessment + Completion criteria + Dependency evaluation + Sustainability...+ Completion criteria + Dependency evaluation + Sustainability + Risk reduction + Action plan quality + Liaise with… more
- City of New York (New York, NY)
- …and mitigating risks across diverse technology domains, ensuring timely resolution of risk assessment tickets, and possess a relentless commitment to staying ... firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate… more
- City of New York (New York, NY)
- …firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely manner, ensuring accurate ... with cybersecurity requirements for various technology domains. Continuous Process Improvement in Risk Assessment : Lead initiatives to enhance the efficiency and… more
- JPMorgan Chase (Jersey City, NJ)
- …the Risk Controllers organization + Execute key Compliance and Operational Risk deliverables, including Compliance Risk Assessments and Legal Entity ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at... risk . Our team focuses on four areas: Risk Identification & Assessment , Control Design &… more
- Citigroup (Queens, NY)
- The USPB Risk CAO organization provides a global focus for risk management strategy and execution oversight, compliance with Citi Policies and Regulatory ... risk appetite guardrails and performance benchmarks, recession readiness playbooks and overall assessment of state of risk . + Timely, quality and compliant … more
- Wells Fargo (New York, NY)
- …Experience in executing compliance programs, including regulatory change management, risk identification and assessment processes, compliance issue ... this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior...on all compliance matters, including moderate to high- risk compliance matters. + Monitor and independently… more
- CIBC (New York, NY)
- …and executing PWM's Annual Compliance Plan; + **Conducting** US PWM's Compliance risk assessment ; + **Establishing and maintaining** written policies ... works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and...Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing,… more