- SMBC (New York, NY)
- … Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2. ... its employees. **Role Description** SMBC AD is transforming its market risk coverage into a more integrated...role will report into the Team Lead of the Risk Governance team. Coverage area for the… more
- Federal Reserve Bank (New York, NY)
- …processes of the largest bank holding companies. **Your role as a Capital Markets Supervising Examiner - Market Risk Specialist :** As a Market Risk ... Group supports the LISCC supervision program, specifically within the Capital Program on the Market Risk team. The Capital Program is led by the Capital Steering… more
- American Express (New York, NY)
- …guidance provided to BU are in alignment with standards set by centralized specialist risk -stripe teams + Comply with enterprise policies and programs pertaining ... ensure the BU is equipped with in-depth knowledge of risk -stripes to manage and mitigate these risks effectively; supports...is looking for a Sr. Analyst of New Product Governance (NPG) & Go to Market (GTM)… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Specialist is the leading expert for a significant ... field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders...risk and control functions + Expert knowledge of governance , risk and control procedures, strategies &… more
- TD Bank (New York, NY)
- …framework, reporting, notification and escalation of material and significant events The Group Risk Specialist provides a comprehensive and diverse range of ... + 7+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating...May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or… more
- Federal Reserve Bank (New York, NY)
- …processes of the largest bank holding companies. **Your role as a Counterparty Credit Risk Specialist :** As a Counterparty Credit Risk Specialist ... colleagues including those on the Trading Monitoring Risk & Analytics team, the Market Risk team, dedicated supervisory teams (DST), as well as other LISCC… more
- Deloitte (Jersey City, NJ)
- Advisory Risk Data Management Specialist Master - Banking As a Specialist Master in Deloitte Risk & Financial Advisory's Analytics practice, you will ... to help clients become stronger and more resilient. Our market -leading teams help clients embrace complexity to accelerate performance,...and lead in their industries. Work you'll do The Specialist Master is a key hands-on leader of a… more
- TD Bank (New York, NY)
- …either verbally or electronically, before committing to a binding transaction. Trader: Manages market risk and applies discretion within assigned Market ... Description:** Our Equities Electronic team is looking for a Market Structure Specialist at the Associate/VP level....and signed Trading Authority Letter (TAL) defines a Trader's market risk policies, approved products and key… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Citigroup (New York, NY)
- …controls: + Work in close partnership with control functions such as Legal, Compliance, Market and Credit Risk , Audit, Finance in order to ensure appropriate ... The Credit Sector Specialist is a Vice President level position responsible...of publicly available data for relevant markets to direct risk management decisions and client solutions + Primary focus… more
- Citigroup (New York, NY)
- …**Qualifications:** + Relevant industry experience of Data, Technology, Market Risk Management, Product Control or product valuation specialist with First ... strategic deliverables aligned to key Data set within Price Risk (ie trade population and attributes, market ...data used in Price Risk processes (trade, market data, reference data), data governance and… more
- Wells Fargo (New York, NY)
- …three business areas are supported by several shared function support teams through risk and issue governance , exam management, systems and technology support, ... periods of stress. The team is dedicated to the governance and oversight of risk activities across...company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational,… more
- Bank of America (New York, NY)
- …The role works closely with multiple business partners, including Front Office, Market Risk , Technology, Finance, and Compliance. The desired candidate should ... Global Operations Markets Support Specialist -Trade Control-Fixed Income New York, New York **Job...products across multiple trade capture systems, understanding trade capture risk and underlying drivers of PnL, enhancing current support… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... **About this role:** Wells Fargo is seeking an Executive Specialist in Legal to support the Wealth and Investment...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (New York, NY)
- …mathematical concepts and programming. The MMDC manages all quantitative modeling related to market and interest rate risk on the bank's mortgage products ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Lead Business Accountability Specialist to support operational risk related work for the Payments Transformation ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... and making sound risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well as making sound risk… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... role:** Wells Fargo is seeking a Lead Strategic Investment Specialist within the Strategic Captial group. **In this role,...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance), ... this role:** Wells Fargo is seeking an Associate Executive Specialist to serve as the executive assistant for Branch...risk decisions. There is emphasis on proactive monitoring, governance , risk identification and escalation, as well… more