- Citigroup (New York, NY)
- …audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring Quarterly summary and serve ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** . View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) " poster. View the EEO is the Law… more
- Morgan Stanley (New York, NY)
- …lending, investing and grant making; community relations; regulatory relations; and regulatory compliance . The department's target market is low- to ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...Investment Council. Serve as the Secretary of the CRA governance committees * Regulatory Compliance … more
- SMBC (Jersey City, NJ)
- …Financial Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance , Governance , Legal, or related department, preferably ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- SMBC (Jersey City, NJ)
- …an internal control framework designed to mitigate risk, enhance the accuracy of regulatory reporting, and ensure the compliance to applicable US regulatory ... will be responsible for supporting management to ensure proper compliance with various regulatory reporting standards from...and oversight groups. The role will also support the Regulatory Control Governance team by leading and… more
- International Rescue Committee (New York, NY)
- …security threats and industry trends. * Commitment to ethical conduct and regulatory compliance . Language Skills:English required; French and Arabic a plus ... Requisition ID: req56629 Job Title: Governance Risk and Compliance Program Manager...refine internal processes and policies to address and anticipate compliance needs in rapidly evolving regulatory landscapes,… more
- Bloomberg (New York, NY)
- …or Risk Management and familiarity with regulatory frameworks and compliance standards - Understanding of management information, governance reporting, risk ... Electronic Trading and Index. You will provide support to help meet our Compliance governance reporting obligations at the firm-wide and licensed entity… more
- Ankura (New York, NY)
- …and implementation; Requirements: + At least 10 years of related experience in regulatory environment: Governance , Risk and Compliance . + Bachelor's Degree ... + Working knowledge/experience with virtual currency, non-US AML and regulatory compliance , fraud prevention, consumer compliance...role. This compensation range is specific to the said markets and takes into account a broad range of… more
- BMO Financial Group (New York, NY)
- …for ensuring that the "organization" operates with transparency, integrity, and in compliance with legal, regulatory , and internal policies and standards. This ... Structure and Policy Oversight:** + Develop and maintain assigned governance frameworks for Capital Markets and Capital...risk metrics and key risk indicators (KRMs and KRIs) ** Compliance and Regulatory Oversight:** + Coordinate with… more
- TD Bank (New York, NY)
- …timeline identification, escalation, and remediation of Operational Risk Events and regulatory violations. + Collaborate with Global Market Supervision, business ... for this role. **Job Description:** **Preferred Qualifications** **Department Overview** TDS Governance & Controls team (TDS G&C) is accountable to perform the… more
- Amazon (New York, NY)
- …Working closely with engineering, compliance , security, and Legal teams to meet compliance and regulatory requirements and design compliance solutions; * ... * 10+ years of experience in security risk management, regulatory , or compliance role, preferably in a...reflects the cost of labor across several US geographic markets . The base pay for this position ranges from… more
- Morgan Stanley (New York, NY)
- …cookie classification to reflect new standards for four categories in select regulatory markets -Manage the implementation of cookie management platforms / ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...to data privacy, accessibility, branding and more. The Website Governance team will be guided by regulatory … more
- Amazon (New York, NY)
- …Working closely with engineering, compliance , security, and Legal teams to meet compliance and regulatory requirements and design compliance solutions; * ... and security while meeting internal and external standards and compliance requirements. In this role, you will work across...to design solutions that meet global industry standards and regulatory requirements. As part of the team, you will… more
- Morgan Stanley (New York, NY)
- …cookie classification to reflect new standards for four categories in select regulatory markets > Manage the implementation of cookie management platforms ... to data privacy, accessibility, branding and more. The Website Governance team will be guided by regulatory ...central web standards; relationship management with partners in Legal, Compliance , Risk and Privacy as key collaborators on this… more
- Morgan Stanley (New York, NY)
- …futureproof cookie classification to reflect new standards for four categories in select regulatory markets Skills or Requirements: > 5-7 years of relevant ... to data privacy, accessibility, branding and more. The Website Governance team will be guided by regulatory ...central web standards; relationship management with partners in Legal, Compliance , Risk and Privacy as key collaborators on this… more
- Paramount (New York, NY)
- …practices. + Strong understanding of records management, data protection, and regulatory compliance . **Additional Qualifications:** + Advanced degree or ... Paramount regularly meets its legal obligations. Experience supporting complex litigations, compliance audits, internal investigations as well as regulatory … more
- News Corp (New York, NY)
- …join our team. In this role, you will gain hands-on experience with governance frameworks, risk management, and compliance strategies while supporting our ... potential cybersecurity risks. + Help conduct internal audits and compliance checks to ensure adherence to regulatory ...set based on a variety of factors including competitive market practice. For benefits eligible roles, in addition to… more
- Morgan Stanley (New York, NY)
- …for reviewing, challenging, and executing risk management processes, ensuring robust risk governance and compliance with regulatory requirements, and ... governments, and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people is critical to our success.… more
- Citigroup (New York, NY)
- …the design, roll-out and governance forums + Develops and maintains governance reporting, including Board reports + Manages regulatory communications and ... ensures alignment with target state priorities + Ensures Governance forums are in compliance with firms...processes + Participates in assessing and incorporating changing business, regulatory and market information needs into finance… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The US Capital Markets Compliance Analyst is responsible for performing important ... at the time of your interview. **How You'll Succeed:** The US Capital Markets Compliance Analyst is primarily accountable for: + Processing employee and… more