- Bank of America (New York, NY)
- Non - Financial Regulatory Reporting - Governance LATAM / AMRS - Ops Professional MKTS Charlotte, North Carolina;New York, New York **Job Description:** At ... processes and coordinating necessary expertise across multiple operations functions and products. ** Non - Financial Regulatory Reporting - Governance… more
- Bank of America (New York, NY)
- …over a team or may manage one level of managers. Job Description: Global Markets Non - Financial Regulatory Reporting FLU Governance Team is responsible ... are guided by a common purpose to help make financial lives better through the power of every connection....adding new reports into inventory. Evaluating risks associated to Regulatory Reporting process and following the control… more
- Wells Fargo (New York, NY)
- …is responsible for Wells Fargo Regulatory Relations, the Enterprise Policy Office, Non - Financial Regulatory Reporting Governance, and the Office of ... and technology support, capacity and site planning, procedures, learning, communications, data, analytics, and reporting . + Regulatory and Policy Affairs (RAPA)… more
- Citigroup (New York, NY)
- …traded derivatives or OTC derivative products + Demonstrated knowledge of one or more non - financial regulatory reporting regulations - CFTC, SEC, CSA, ... related key initiatives. **KEY RESPONSIBILITIES** : + Direct management of multiple regulatory reporting projects + Champion upcoming regulations and lead key… more
- Motion Recruitment Partners (New York, NY)
- …specifically within the Data and NFRR domains. + Detailed knowledge and expertise of Non - Financial Regulatory Reporting (NFRR) processes. + Proficient ... Regulatory Business Analyst / Project Manager New York,...trusted brand with over 200 years of continuously evolving financial services worldwide. Will be accountable for project management… more
- Citigroup (Queens, NY)
- …**Skills:** + Strong familiarity with Regulatory capital rules and GAAP/SEC financial reporting . + Strong leadership and personnel management skills. + Able ... The Global Regulatory Reporting Capital and GSIB Report...+ CPA Preferred. **Job Family Group:** Finance **Job Family:** Financial Reporting **Time Type:** Full time **Primary… more
- Lincoln Financial Group (Paramus, NJ)
- …this team you will gain experience in a wide array of areas including financial reporting , investment accounting, financial analysis, amongst other valuable ... and remote employees.. **General Purpose of Job** As a regulatory GAAP and Statutory Investment Reporting Analyst,...* 5+ Years of experience in accounting, securities or financial reporting that directly aligns with the… more
- MUFG (New York, NY)
- …Assist with system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, ... gathering the requirements, will be responsible for the FR2004 reporting , will support the Fed's FOMC Operations, and will...or financial institution + Thorough understanding of financial markets, and regulatory requirements + Excellent… more
- BMO Financial Group (Jersey City, NJ)
- …Manages and delivers governance over processes to ensure timely and accurate regulatory reporting and controls. Provides oversight and analysis into various ... sources to enable more efficient processes, enhanced analysis and/or streamlined reporting . + Fulfill routine and frequently non -routine transactions, internal… more
- Citigroup (New York, NY)
- …criteria, documentation and after action reporting ) + Understanding of Regulatory Environment: Deep knowledge of financial regulations and requirements, ... to the Head of Resolution & Recovery Planning (RRP), the Head of RRP Non - Financial Capabilities, Controls, and Testing is responsible for providing oversight and… more
- TD Bank (New York, NY)
- …Conduct First Line surveillance and business conduct reviews. + Compile management reporting on trade capture metrics, regulatory scorecards, policy exceptions ... & Sales teams and Desk Heads / Supervisors. + Understanding of key non - financial risk (eg, market, credit, operational) concepts, controls and applicability to… more
- TD Bank (New York, NY)
- …examinations covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare ... required. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, and… more
- S&P Global (New York, NY)
- …Team:** This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation ... including Dodd-Frank, EMIR, MiFID II, CFTC, and other global and multi-jurisdictional regulatory frameworks. + In-depth knowledge of critical financial documents… more
- CIBC (New York, NY)
- …business processes in order to enhance operational efficiency and effectiveness of the regulatory reporting regime. **How You'll Succeed** + The ideal candidate ... + Assist with the tracking and organization of surveillance metrics of various regulatory reporting obligations, including: CAT, TRACE, LOPR, Swap Dealer Trade … more
- Bloomberg (New York, NY)
- …least one of the following: Capital Markets, Trade Lifecycle, Middle Office Operations, or Financial Regulatory Reporting + Experience with data mapping and ... **You'll need to have:** + 5+ years working in Regulatory Trade or Transaction Reporting with a...+ Ability to facilitate active interactions between technical and non -technical teams **We'd love to see:** + Experience with… more
- Citigroup (New York, NY)
- …and confidentiality. **Qualifications:** + 10+ years of relevant experience in financial services, regulatory engagement or consulting. + Excellent communication ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...Citi Finance functions to ensure collaboration between Finance and non -Finance functions to provide a single point of contact… more
- Citigroup (New York, NY)
- …and Common Reporting Standard (CRS) regimes, Citi-wide governance, and US non -income tax including sales & use tax, personal property tax, and others. This ... a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We... services + Expert understanding of US tax information reporting rules applicable to US Persons and non… more
- SMBC (New York, NY)
- … requirements. + Provide advice related to the mitigation and remediation of non -compliance issues related to swap transaction reporting . + Develop, maintain, ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...reporting requirements. Provide training on Compliance policies and regulatory requirements. + Participate in industry groups to develop… more
- Morgan Stanley (Jersey City, NJ)
- …our team as a Tax Reporting Associate in WM Operations to support the tax reporting team in meeting our regulatory mandate of generating and issuing of tax ... partner with business units across the Firm to support financial transactions, devise and implement effective controls and develop...timely execution * Review and validation of client tax reporting statements (1099, 1042-S, PR 480 Series, etc.) to… more
- Citigroup (Jersey City, NJ)
- …product processor and other data platforms for build best in class operational and regulatory reporting platform. + Drive the data architecture and roadmap for ... consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and… more