- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Principal Review Analyst II is a FINRA and SEC ... as well as our fixed annuity insurance platforms. In addition, the Principal Review Analyst will execute surveillance procedures, including addressing flags… more
- Wellington (New York, NY)
- …closely with other compliance professionals and attorneys. Responsibilities The Compliance Analyst 's principal responsibilities will include the following: + ... of our clients. **About the Role** Position Overview The Compliance Analyst will support Wellington Management's global private investments compliance program as… more
- S&P Global (New York, NY)
- …**Responsibilities and Impact:** : Cappitech Enterprise is seeking a **Senior Business Analyst ** for New York, USA in the Product Management team. The role ... / Jurisdictions like CFTC, SEC, Canada, EMIR, FCA, MIFID II , ASIC, MAS, JFSA, HKMA, LBMA, South Korea would...design and requirements + Oversee Sanity, Component testing & review of Test Plans + Able to conduct public… more
- City of New York (New York, NY)
- …Department of Strategic Services is seeking an Assistant Board Liaison to review and edit Board calendar items in accordance with NYCHA's procurement guidelines ... permanent civil service status in the title of Staff Analyst to be considered. NOTE: This position is open...with permanent civil service status in the titles of Principal Administrative Associate L2 and Contract Specialist L2 will… more