- Bank of America (New York, NY)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), + Audit / Assurance or operational experience… more
- TD Bank (New York, NY)
- … AML , ATF, Sanctions and ABAC. Provides investigative, developmental and quality assurance support to the Senior Manager and their team, focused on the ... terrorist financing, and other financial crimes. This role requires extensive knowledge of AML laws and regulations, the ability to analyze large and complex data… more
- Capital One (New York, NY)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... and executing a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk...believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's… more
- Scotiabank (New York, NY)
- …an annual qualitative report on the risk assessment results; and (v) supporting quality assurance of the CRCA. This role will entail substantial coordination ... Senior Manager , US Compliance Risk Assessment **Requisition ID:** 207309...and enhanced workflow processes, and procedures that enhance the controls/ quality of the risk assessment program. + Complete risk… more
- Scotiabank (New York, NY)
- …analyze, and report on operational risk to senior leaders. + Manage and perform Quality Assurance review of the Key Risk Indicators and Key Performance ... Manager , First Line Operational Risk, SBUS Risk Assessments...SBUS RCSA universe. + Evaluate enterprise-wide assessments in TPRM, BSA/ AML , CRCA, Risk ID, operational resiliency, to tie critical… more
- Scotiabank (New York, NY)
- …Review, update, and maintain all related policies and procedures. + Manage and perform Quality Assurance review of the Key Risk Indicators and Key Performance ... Manager , First Line Operational Risk & RCSA **Requisition...RCSA technology universe. + Evaluate enterprise-wide assessments in TPRM, BSA/ AML , CRCA, Risk ID, operational resiliency, to tie critical… more
- Citigroup (New York, NY)
- …The Internal Audit US Personal Banking team is responsible for providing independent assurance over the key risks and processes associated with Citi's US Personal ... regulations knowledge and Issue Validation Background preferred ; Fraud, financial crimes, AML /KYC knowledge is a plus + Related certifications (CPA, ACA, CFA, CIA,… more
- SMBC (Jersey City, NJ)
- …Business Control Officers, Risk Management, Operations, IT, and Legal; + Support Quality Assurance efforts within the Market Surveillance program; + Support ... Crime department is responsible for ensuring the compliance with anti-money laundering ( AML ), Bank Secrecy Act, USA PATRIOT Act, OFAC and sanctions regulations for… more
- TD Bank (New York, NY)
- …on-boarding, client mandate changes and ad hoc requests as required + Ensures quality assurance with the final completion of Portfolio Reviews; provides guidance ... more specific details for this role. **Job Description:** A Relationship Manager Associate (RMA) within the Global Institutional Relationship Management team… more