- Bank of America (New York, NY)
- Regulatory Relations Manager New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... with the power to make a difference. Join us! The Regulatory Relations Manager is responsible for maintaining relationships and interactions with regulators… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Relations - MUSO Regulatory Affairs Group About the Team The Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for ... issues are properly evaluated, managed, addressed, and validated. Summary The Regulatory Relations Team is seeking a Vice President ("VP") to primarily support… more
- Scotiabank (New York, NY)
- Senior Manager, Regulatory Relations Group **Requisition ID:** 200524 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... is responsible for supporting and coordinating supervisory exam management, continuous regulatory monitoring interactions, assisting with oversight of regulatory … more
- Morgan Stanley (New York, NY)
- …to management to prepare them for regulatory examinations * Partner with Regulatory Relations and management to coordinate the exam process for the Banks, ... complementing the Regulatory Relations program without duplication * Collaborate with stakeholders to confirm comprehensive and consistent practices are followed… more
- Citigroup (Jersey City, NJ)
- …or a combination thereof; experience in area of focus + _As a member of the Regulatory Relations team, you will be supporting the points of contact for core US ... officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and… more
- Citigroup (New York, NY)
- …and pride in the mission. Experience: . Substantial, broad, and deep experience in regulatory supervision, or regulatory relations / engagement or in a ... The Head of Global Regulatory Engagement (GRE) will report directly to the...This role will be leading and directly managing the regulatory engagement team responsible for the holistic relationship with… more
- Scotiabank (New York, NY)
- …issues. This person will serve as a Technology Partner for the US Regulatory Relations , US Operational Risk Group, Compliance and other US control ... Manager, Regulatory Technology **Requisition ID:** 206370 **Salary Range:** 85,700.00...functions, supporting IT regulatory /audit exams and remediations and issue management across the… more
- Citigroup (New York, NY)
- … regulatory interactions, including meetings and information requests, to strengthen regulatory relations ; + Produce thematic summaries to Senior Management ... **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk organization...and FDIC. The team proactively manages the execution of regulatory engagements on behalf of the Independent Risk organization,… more
- MUFG (New York, NY)
- …Government and Regulatory Affairs Office **Requirements:** + 2+ years' experience in regulatory relations / regulatory exam management and knowledge of ... A member of our recruitment team will provide more details. ** Regulatory Affairs, AVP - Regulatory Affairs Office (RAO)** Join a financial group that's as… more
- Wells Fargo (New York, NY)
- … Regulatory and Policy Affairs (RAPA) is responsible for Wells Fargo Regulatory Relations , the Enterprise Policy Office, Non-Financial Regulatory ... role:** Wells Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office (COO) organization for a 2025… more
- Citigroup (New York, NY)
- …across relevant risk segments to ensure a more integrated approach to regulatory relations .* Support proactive communication strategies with regulators and ... The Exam Preparedness and Data Testing Lead will drive the execution of regulatory engagements across Enterprise Risk Management Data & Technology to ensure the… more
- Citigroup (New York, NY)
- … Regulatory interactions (FRB, SEC, OCC etc) in collaboration with the Regulatory Relations team. + Deliver a best-in-class governance framework, and develop ... development of Citi's FRTB capabilties in accordance with the regulatory rules and expectations. You will act as a...have an excellent opportunity to lead a strategically and regulatory important program and work with a broad set… more
- Scotiabank (New York, NY)
- …compliance issues identified, and preparing a written response. + Coordinate with Regulatory Relations to manage regulatory examinations by evaluating ... management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in… more
- SMBC (New York, NY)
- …that information is both timely and accurate. + Liaise with the Corporate Secretary and Regulatory Relations teams to: + Maintain a clear view of upcoming ... of plans to support key strategic initiatives; + Proactive management of regulatory issues with relevant stakeholders; + Close partnership with SMEs to determine… more
- Scotiabank (New York, NY)
- …(Internal Controls, Compliance, Finance, Risk, Legal, Operations, Information and Technology, Regulatory Relations , Data Governance, etc.) to ensure business ... client relationships and leverage broader Bank relationships, systems and knowledge Regulatory and Controls: + Strengthen and develop the control environment by… more
- Fastly (New York, NY)
- …with international work protections and entitlements. History of addressing employee relations cases across different regulatory environments + Demonstrated ... posting may close early due to the volume of applicants._ **Senior Employee Relations Manager** As Senior Employee Relations Manager, you will architect policies… more
- Bank of America (Jersey City, NJ)
- …analysis on various risk and regulatory topics and engaging with Legal and Regulatory Relations teams in responding to regulatory inquires and issues. ... influence discussions across GMR to ensure compliance with the FRTB Regulatory Rules across various jurisdictions. **Governance/ Executive Reporting:** * Managing… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations , and Strategy and Engagement. Through our teams, we ... line of business policies and procedures; support and drive adherence to regulatory compliance requirements + Enable and maintain a well-managed environment while… more
- Bank of America (New York, NY)
- …Thinking + Project Management + Relationship Building + Written Communications + Regulatory Relations + Talent Development + Technical Documentation + Workforce ... Strategic engagement in governance routines, issue remediation / validation, and regulatory engagement + Provides comprehensive assessment of key products; increases… more
- Bank of America (New York, NY)
- …checks and reviews. **Skills:** . Performance Management . Project Management . Regulatory Relations . Risk Management . Stakeholder Management . Business ... for the trade surveillance - market disruption, market manipulation, financial or regulatory risks . Identification of key trends, patterns in trading behaviors and… more