- TIAA (New York, NY)
- …**Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 11PL The Enterprise Senior Compliance Officer supports the SMD Enterprise ... **Enterprise Sr Compliance Officer ** The Enterprise Senior Compliance Regulatory Programs Officer supports the Enterprise Compliance Chief … more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... support of the Bank's business strategies and objectives. Provide advice on compliance with governing regulations and Bank internal policies and procedures. **What… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Neuberger Berman (New York, NY)
- …experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong knowledge ... Chief Compliance Officer for over $55 billion...of direct reports + Ability to work closely with senior business and management in fast-paced, results oriented environment… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Morgan Stanley (New York, NY)
- …variety of supervisory, compliance , and risk functions. In conjunction with the Senior Risk Officer , the NRO has accountability for maintaining a consistent ... Management policies, and other regulations. The NRO keeps the Senior Risk Officer informed of significant matters....risk and compliance . * Together with the Senior Risk Officer facilitates the training on… more
- Ankura (New York, NY)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, and/or Board; + Assist clients ... Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance programs and developing training for FinTech's and broker-dealers. +… more
- City of New York (New York, NY)
- …to audits. Provides reports on accountability/ compliance to the Chief Program Officer and the senior stakeholders. Makes recommendations based on these ... Program Officer , with wide latitude for independent judgment and decision-making, the Senior Advisor to the Chief Program Officer and Director of Strategic… more
- International Rescue Committee (New York, NY)
- …Technical Unit (LSTU) and reports to the US Legal Services Director. The Senior Officer provides operational oversight related to legal services contracts and ... Requisition ID: req55989 Job Title: Senior Contracts and Grants Officer Sector:...grants across the US, including budgeting, financial and performance compliance , and reporting. Major Responsibilities: Contract and Grant Management… more
- International Rescue Committee (New York, NY)
- Requisition ID: req56091 Job Title: Senior Program Officer , Preferred Communities Sector: Social Work Employment Category: Fixed Term Employment Type: Full-Time ... (ORR) offers tailored case management to the most vulnerable refugees. The Senior Program Officer for Preferred Communities (SPO) oversees the quality… more
- City of New York (New York, NY)
- …procurement professional, who is highly motivated and detail oriented, to serve as a Senior Contracting Officer . The successful candidate will have worked in a ... reviewing, approving, and executing documents on behalf of the Agency Chief Contracting Officer (ACCO) or Deputy Agency Chief Contracting Officer (DACCO). Duties… more
- International Rescue Committee (New York, NY)
- Requisition ID: req55501 Job Title: Senior Program Officer - Grants and Growth Management Sector: Grants Employment Category: Fixed Term Employment Type: ... of the Role Reporting to the Director, Signpost, the Senior Program Officer (SPO) plays a vital...Global team to problem-solve on escalated awards and partnerships-specific compliance and policy matters, ensuring most effective resolution. *… more
- NJ Transit (Newark, NJ)
- Senior Safety Officer , Rail System Safety Job Description: Move forward with us! At NJ TRANSIT, you'll join us in transforming the third-largest transportation ... including facility inspection, audit activities and responsibilities to ensure compliance with regulatory safety requirements. Roles and Responsibilities: + Leads… more
- Wells Fargo (Iselin, NJ)
- …**About this role:** Wells Fargo is seeking a Sr. Lead Control Management Officer to lead Risk Measurement activities within the Strategy, Digital, and Innovation ... and Global Treasury Management (GTM) Control team. The Sr. Officer is accountable to the Control Director and Business...+ Serve as the key liaison with operational risk, compliance risk, audit, and other key partners for risk… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Director / Senior Credit Officer to cover Energy Corporates in North America. + The ... Director- Senior Credit Officer 's main responsibility entails the...and guidance, as necessary, to business units to ensure compliance with internal policies and procedures standards. + Monitor… more