- Citigroup (New York, NY)
- …of the end-to-end processes impacting RWA at Citigroup globally. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk **Time Type:** Full ... a range of exposure/product types and in the development of regulatory capital and risk policies. + Within and across Basel exposure types, provide support… more
- Citigroup (New York, NY)
- **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk organization maintains a strong and productive engagement model with ... in regulatory interactions. The role will support the broader Risk Regulatory Engagement team ensure Senior Management remain informed of regulatory … more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we ... ("GMC") group within the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit underwriting and ongoing… more
- Citigroup (New York, NY)
- The Client Analytics & Lead Finance Officer Team - Senior Vice President position is a Finance Risk & Control role responsible for leading all aspects of ... as well as ensure alignment with Citi standards and compliance with key regulatory requirements. In fulfilling this mandate, the role will collaborate closely with… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Officer role works with departments across SMBC Americas… more
- Citigroup (New York, NY)
- The Spread Products In-Business Risk (IBR) is a front office 1st line of defense team responsible for in-business market risk and capital management across all ... + Work closely with SP trading desks and Independent Risk to identify, monitor and manage market risk...(2nd Line of Defense), Finance and Technology to manage regulatory capital related deliverables for SP + Work with… more
- Morgan Stanley (New York, NY)
- …Risk team is looking for a Risk Officer to be the team's Vice President , Operational Risk . This position is intended for a go-getter who is ... committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Administration* **Title:** * Vice President , Operational Risk , Firmwide Marketing… more
- SMBC (Jersey City, NJ)
- … types, including consumer compliance, investment banking related compliance, conduct, regulatory compliance, reputation, strategic, and technology risk . The ... employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ("CPAD"). This team focuses… more
- Hackensack Meridian Health (Edison, NJ)
- …to transform healthcare and serve as a leader of positive change. The ** Vice President , Environmental Health, Safety & Emergency Management** develops, directs, ... below in accordance with Network procedures and compliance with regulatory agencies. **Responsibilities** A day in the life of...agencies. **Responsibilities** A day in the life of a ** Vice President , Environmental Health, Safety & Emergency… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk /AML/Sanctions compliance issues, while managing the progress of KYCs from an ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/ risk /compliance issues identified as part of the KYC due diligence; +… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk /AML/Sanctions compliance issues, while managing the progress of KYCs from an ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/ risk /compliance issues identified as part of the KYC due diligence; +… more
- Morgan Stanley (New York, NY)
- …opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Operational Risk * **Title:** * Vice President US Banks Affiliate ... three principal business segments-Institutional Securities, Wealth Management, and Asset Management. The Vice President position is with Morgan Stanley Bank, NA… more
- SMBC (New York, NY)
- … Management, Compliance, IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or process under ... group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and...risk and is represented by the Chief Compliance Officer as either a member or observer of various… more
- JPMorgan Chase (New York, NY)
- … Risk , and Controls Management teams to provide ongoing compliance advice on regulatory matters and compliance risk for both existing and new investment ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...be an experienced compliance professional with product, operational, and regulatory knowledge in investment management programs. You will be… more
- MUFG (New York, NY)
- …team will provide more details. We are seeking a Senior Loan Workout Specialist, Vice President in our New York office to service, monitor, and manage ... reports to immediate supervisor, Division Manager, and others within Credit Risk Administration about actual/forecasted borrower/ regulatory rating changes that… more
- MUFG (New York, NY)
- …designated customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit ... risk of the designated portfolio, determine accurate ratings and...from management. **Policy Compliance** + Ensure compliance with external regulatory /internal policy and procedural requirements + Participate in ad-hoc… more
- MUFG (New York, NY)
- …Responsible for the management of the Media & Telecom portfolio as a credit officer + Analyze credit risk of the designated portfolio, determine accurate ratings ... diligence and regularly scheduled reviews + Ensure compliance with external regulatory /internal policy and procedural requirements + Support and mentor analysts and… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk . **Depth & Scope:** + Works independently and is accountable ... for this role **Job Description:** **Preferred Qualifications:** This Compliance Officer is a key member of the TDS US...but not required + Strong Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and… more
- SMBC (New York, NY)
- …Department, Americas Division (FSPDAD), and under supervision of our Chief Financial Officer (CFO). Scope of responsibility includes, but not limited to: process ... the FP&A Team, which includes financial resource optimization, management and regulatory reporting, and coordination with various stakeholders of the organization… more