- Citigroup (Queens, NY)
- …+ Perform daily reviews of reports to support the WLRSU Team to ensure Wealth RRs registration is compliant with FINRA Rules **Qualifications:** + FINRA Series ... ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy....SharePoint, Adobe. Knowledge in Visio,Tableu a plus. + FINRA License and Registration experience a plus +… more