- Aegon Asset Management (Philadelphia, PA)
- …within Risk and a respected partner for the business. + Work closely with global Head of Financial Risk on maintenance of ERM framework, including ... in the insurance industry + Knowledge and experience in investment and mismatch risk management, derivatives, insurance...Helping people live their best lives. As a leading global investor and employer, the company seeks to have… more
- Wells Fargo (Philadelphia, PA)
- …risk process and procedures and initiatives in RCSA. Deep knowledge of regulatory risk and compliance for Corporate and Investment Banking. + Ability to ... that is being created to support relationship team members in Corporate & Investment Banking and Commercial Banking with end-to-end duties associated with the client… more
- Vanguard (Malvern, PA)
- …investors, to treat them fairly, and to give them the best chance for investment success. Known for our strong ethical business practices and client focus, Vanguard ... initiatives and new product launches. The ideal candidate will have Investment Advisers Act, Regulation Best Interest experience, including experience with ERISA/DOL… more
- BlackRock (Philadelphia, PA)
- …Research team, portfolio managers, and risk professionals, reporting to the Global Head of Credit and Investment Research. Primary responsibilities ... **About this role** We are looking to add an Investment Grade credit research analyst with experience in the...credit focus, the role is critical to ensuring prudent risk -taking by our portfolio management team, and in communicating… more
- Vanguard (Malvern, PA)
- …traders, to drive robust compliance risk management. This role reports to the Head of Global Fund, Advisor, and Distribution Compliance and is a senior ... will have experience with 1940 Act products, portfolio oversight, and global regulations impacting investment management. Prior experience with private… more