• Compliance , Swap Dealer

    ManpowerGroup (Jersey City, NJ)
    …relevant rules. **Responsibilities** + Advise and implement enhancements to the overall Swap Dealer Compliance Program, including policies and procedures ... conflicts of interest and other issues that may arise in running the Swap Dealer Compliance Program + Advise the business on regulatory requirements,… more
    ManpowerGroup (10/24/24)
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  • Director, Compliance Independent Assessment…

    Citigroup (Jersey City, NJ)
    …Management (ICRM)'s Compliance Independent Assessment (CIA) Team responsible for assessing compliance with Volcker rule, Swap dealer requirements and ... 10+ years' managerial experience of large teams + Extensive global Volcker, Swap Dealer and Markets compliance and audit related experience, and strong… more
    Citigroup (12/27/24)
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  • Compliance Risk Assessment Officer VP

    SMBC (Jersey City, NJ)
    …of this function will encompass SMBC Group's Americas Division, inclusive of US broker dealer and registered swap dealer ; SMBC Group's wholesale and retail ... SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the ...of this role will be on the US broker dealer and US swap dealer .… more
    SMBC (12/13/24)
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