- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an… more
- Citigroup (Jersey City, NJ)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job ... process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help management… more
- Morgan Stanley (Short Hills, NJ)
- …The Service Manager (SM) will report directly to the Complex Business Service Officer (CBSO) and is responsible for the supervision, management of Service Associates ... inquiries/requests * Oversee various administrative efforts in the branch * Ensure compliance with Firm policies and procedures by overseeing the execution of… more