- SMBC (Jersey City, NJ)
- …AML oversees key processes and risks of the KYC Department. The CPAD Market Surveillance team performs centralized trade surveillance for the America's SMBC ... of benefits to its employees. **Role Description** The SMBC Compliance Department monitors the corporate banking, investment banking and...+ Review and follow up on a variety of trade surveillance alerts and exception reports covering… more
- Citigroup (Jersey City, NJ)
- The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team is responsible for the oversight for ... matter The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications, and… more
- JPMorgan Chase (Jersey City, NJ)
- …stakeholder audiences + Candidate must have subject matter expertise in Regulatory, Trade surveillance platforms and capital markets + Candidate should advocate ... skills and tech-savviness will be pivotal in creating impactful solutions. As a Solutions Analyst III in Corporate Oversight & Governance Tech team, you will aid in… more