- Neuberger Berman (New York, NY)
- …to join the Compliance Team in New York. This person will report into the Chief Compliance Officer - Central Compliance . In this role, the primary ... to contribute to collaborative projects across the firm's global compliance program. **Primary Responsibilities:** + Review and analyze reports generated… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a ... trackers, and organizational diagnostics to support strategic initiatives. + Monitor compliance with policies and procedures related to problematic assets, including… more
- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ... and enhancing the SEC compliance infrastructure. **Job Summary:** The ** Chief Compliance Officer ** **for Retirement and Private Wealth** will be… more
- New Jersey Institute of Technology (Newark, NJ)
- Title: Chief Compliance Officer Department: Office of Institutional Compliance Reports To: General Counsel, Senior Vice President of Legal Affairs and ... Secretary to the Board of Trustees Position Type: Staff Position Summary: The Chief Compliance Officer (CCO) serves as the senior executive responsible for… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- TD Bank (New York, NY)
- …guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …implemented by the bank. + Assists the Director of Compliance and BSA/AML ( Chief Compliance Officer ) with document collection for audits and regulatory ... career as of day one. Position Summary The Senior Compliance Analyst is responsible for supporting and overseeing the...Bank's Risk Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then… more
- ADP (Florham Park, NJ)
- …through the compliance platform by associates. + Obtain approval from the Chief Compliance Officer for associate financial accounts and notify financial ... Inspiring Innovation, Each Person Counts, Results-Driven, & Social Responsibility. The Compliance Administrator plays a critical operational and support role within… more
- TD Bank (New York, NY)
- …monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the Bank's compliance ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?**...Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more… more
- Danaher Corporation (New York, NY)
- …to accelerate your development in a high-integrity environment. This position reports to the Chief Compliance Officer and is part of the Legal and ... Danaher Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. The Compliance Manager is responsible for supporting the execution of… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- Meta (New York, NY)
- …connected to our mission. In this particular role, you'll work closely with Michel Protti ( Chief Privacy and Compliance Officer ) and the Risk Org, helping to ... is hiring an Internal Communications Manager to support the Product Risk and Compliance organization. In this role, you will be part of Meta's Organization… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Assistant provides high-level, confidential administrative and executive support to the Chief Financial Officer (CFO). The Executive Assistant manages the… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... + Oversee and administer all testing services (TEAS, ATB, placement), in compliance with governing regulations. + Oversee the development and implementation of… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... of this internship you will be assigned work with one of our legal/ compliance offices located at: Touro University, New York Medical College, Touro University… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... and professional learning sessions + Assist with documentation and compliance reporting Qualifications Education/Experience + Bachelor's degree and 2+ years… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Dept (SED) registration of the PA Program by keeping the Program in compliance with the regulations of the Commissioner of Education + Teaching: Instruct first… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Dept. (SED) registration of the PA Program by keeping the Program in compliance with the regulations of the Commissioner of Education. + Teaching: Instruct first… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... teaching experience recommended Physical Demands + This position requires compliance with Touro's Vaccine Mandate policy Maximum Salary USD $5,000.00/Course… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... organizational and leadership skills Physical Demands + This position requires compliance with Touro's Vaccine Mandate policy Maximum Salary USD $25,000.00/Yr.… more
