- Reed Smith LLP (New York, NY)
- …structure make us the go-to partner for complex disputes, transactions and regulatory matters. Our team of 3,000 people (including more than 1,600 lawyers) ... capital markets. The primary responsibilities will encompass partnering with the Manager of Business Development through the development of capabilities decks,… more
- TD Bank (New York, NY)
- …guidance and works closely with various stakeholders and team members as required. The Financial Controls team is a newly established function within the AMCB ... objective is to proactively manage, monitor, and enhance the effectiveness of financial controls , ensuring accuracy, compliance, and risk mitigation across the… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as the Manager of Infrastructure Governance, Risk and Controls ! We are seeking a dynamic and experienced Senior Line Manager to lead our ... preparation and execution Governance and Compliance: + Ensure compliance with regulatory requirements, industry standards, and internal policies + Oversee the… more
- JPMorgan Chase (New York, NY)
- …into control requirements for integration into product design. + Financial services experience in controls , or information security, audit, quality ... Controls is a key function within financial ...assets of the firm. As an Executive Director - Control Manager supporting the Data & Analytics (D&A)… more
- JPMorgan Chase (New York, NY)
- … developments impacting the Securities Services business and our clients. As the Regulatory Practice Americas Manager for Securities Services, you will lead the ... a forward-looking inventory, and assess business/client impacts. + Maintain a robust controls framework to mitigate risks associated with regulatory change… more
- JPMorgan Chase (New York, NY)
- …inspiring confidence through expert leadership and innovative solutions. As an Vice President Control Manager within the Chief Analytics Office (CAO), you will ... controls , ensuring the appropriate implementation of key controls in Policies and Standards, developing control ...management framework documents, and supporting the Data & Analytics Control Manager community of practice. Working in… more
- JPMorgan Chase (New York, NY)
- … control environment, ensuring robust governance and risk management systems. As a Control Manager Vice President within the Commercial & Investment Bank, you ... degree or equivalent experience required. + 7 years of financial services experience in controls , audit, quality...control and risk management concepts, including Risk & Control Self-Assessment. + Experience driving strategic regulatory … more
- JPMorgan Chase (New York, NY)
- …on Risk Identification & Assessment, Control Design & Evaluation, Issue Management, and Control Governance. As a Control Manager - NA Rates & Fixed ... control experts. As a Rates & FIF Trading Control Manager within the Commercial & Investment...Supervisory tools and policies. + Prepare the business for controls audits and regulatory exams, ensuring issues… more
- TD Bank (New York, NY)
- …and/or control functions and promotes alignment with enterprise and/or regulatory requirements + Keeps abreast of emerging issues, trends, and evolving ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- Fiserv (Berkeley Heights, NJ)
- …an impact on a global scale, come make a difference at Fiserv. **Job Title** Regulatory Compliance Manager **About your role:** The Compliance Manager is ... in a way that moves the world. We connect financial institutions, corporations, merchants and consumers to one another...Degree **What would be great to have:** + Certified Regulatory Compliance Manager certification (CRCM) or legal… more
- JPMorgan Chase (New York, NY)
- …risk excellence and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control ... role. Join the team that serves as the trusted control advisor for our Corporate & Investment Bank's US...+ Minimum of 7 years of professional experience in financial services, with expertise in controls , audit,… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25044238) **Job Description:** At Bank of America,… more
- American Express (New York, NY)
- …knowledgeable First Line of Defense (1LOD) Consumer Compliance and Financial Crimes Manager focused on ensuring risk and control management is embedded in ... associated controls and testing aligned with enterprise policy and regulatory expectations. + Partner with business leadership to embed compliance risk… more
- SHI (Piscataway, NJ)
- …you need to thrive - in our offices or yours.** **Job Summary** The IDCS Quality Control Manager is expected to oversee a team of Quality Control ... professional growth and leadership opportunities.** + **Health, wellness, and financial benefits to offer peace of mind to you...of SHI and customer quality expectations. The IDCS Quality Control Manager will report to the Sr.… more
- Bank of America (New York, NY)
- Global Financial Crimes Manager - Economic Sanctions New...- Line of Business (LoB) - GFC + AML Regulatory Knowledge + Enhanced Due Diligence + Financial ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global- Financial -Crimes- Manager Economic-Sanctions\_25047263-2) **Job Description:** At Bank of… more
- Bank of America (New York, NY)
- GFX Sr. Business Financial Control Product Associate (CFO) New York, New York **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/GFX-Sr-Business- Financial - Control -Product-Associate--CFO-\_25041091-2) **Job Description:** At Bank of America,… more
- TD Bank (New York, NY)
- … requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control , the Manager supports Change ... of America **Hours:** 37.5 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $225,000 USD TD is...and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of ... challenging engagements for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you… more
- Bank of America (New York, NY)
- …Unit ("FLU") personnel and other internal departments, such as Legal, Operations, Financial Crimes Compliance, and Regulatory Reporting. + Assist with responding ... are guided by a common purpose to help make financial lives better through the power of every connection....connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and… more
- Scotiabank (New York, NY)
- Senior Manager , Business Risk Management US GTB **Requisition ID:** 229447 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... committed to results, in an inclusive and high-performing culture. **Senior Manager , Business Risk Management - US Global Transaction Banking** Global Transaction… more
