- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and complexity. Remote work option for registered financial services professionals with supervision or compliance trade review experience and possessing ... through developmental programs, mentorships, and continuing education options. **Job Summary:** The Trade Review team conducts daily reviews of trading activity… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …individual will be responsible for the identification of the firm's Access Persons, the review of pre- trade clearance requests made by Access Persons, and the ... **Description** **Job Summary** Under general supervision , responsible for monitoring activities related to the...post- trade monitoring of Access Person's personal trading activity. Additionally,… more