• Director , Compliance

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …education, experience, specialized training and/or certification to manage and oversee the registrations functions for Raymond James and its subsidiaries. Acts as a ... support with their FINRA, SEC, CFTC, MSRB, CBOE, NMLS, and NFA registrations . This position executes major projects, programs, or processes with significant business… more
    Raymond James Financial, Inc. (09/24/24)
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