- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with appreciable latitude for unreviewed actions or decisions. Recommends process improvements for internal audit processes and procedures in order to improve ... area by developing audit programs. * Propose audit objectives, scope, procedures and internal control...the ability to present complex and sensitive issues to Senior Management. * Strong analytical skills, particularly in regard… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …formal governance routines, issues and exam management, and ongoing reporting. As a senior advisor , you will support the Supervision Business Unit Risk Manager ... levels of seniority to document and manage issues. + Coordinates with internal audit , compliance testing, regulatory exams, and inquiry management. Compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Provides comprehensive solutions to complex problems. Maintains extensive contact with internal customers to identify, research, analyze and resolve complex issues. ... guidance to compliance efforts in assigned business entity. * Informs appropriate Senior Management about issues that may involve rule violations or potential… more
- Bank of America (Sarasota, FL)
- …Performance Management + Referral Management + Workforce Planning + Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk Management ... of the Market Strategy Plans. MCRMs partner closely with advisor teams to deliver a branded client service model...the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing… more