- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and work done by others in the financial reporting department. * Supervises SEC Reporting senior associates and staff. * Manages relationships with, and ... changing priorities in a fast-paced work environment. * Supervise, instruct and develop SEC Reporting senior associates and staff. * Provide a high level of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and analyzes investment advisory activities identified via various data systems and reporting . Conducts due diligence related to specific risk factors through the ... coverage including operational businesses. * Assists with compliance governance reporting for all compliance pillars, including compliance representation, conducting… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and additional ad-hoc reporting as required. + Maintains regular contact with senior manager and other internal customers to identify, research, and resolve ... of regulatory developments and industry best practices to ensure the non-financial regulatory reporting with FINRA, IRS, SEC , remains current and effective. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and analysis of potential risks, and supporting the communication of reporting regulatory changes, where appropriate. Works independently on difficult assignments ... to regulatory changes impacting the firm. * Creates and distributes related reporting . * Helps coordinate on-going Regulatory Change Management working groups. *… more