- Raymond James Financial, Inc. (St. Petersburg, FL)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate ... risk . Our department supports business units by managing activity/account...product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate ... risk . Our department supports business units by managing activity/account...product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** Under general supervision , uses extensive knowledge and skills obtained through experience, specialized training and/or certification ... and Responsibilities** * Collaborates across Compliance to maintain the risk -based compliance monitoring program in accordance with the regulatory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary:** Under general supervision , uses knowledge and skills obtained through education, experience, training and/or certification to ... conduct audits of limited scope and complexity. Develops risk profiles of assigned processes within a functional area....the ability to present complex and sensitive issues to Senior Management. * Strong analytical skills, particularly in regard… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … advisor support, analysis around products, and/or under more senior direction assisting in setting strategy around product pricing strategy, suitability ... the more senior product manager, collaborate with Cross Border strategy & supervision and compliance to support risk management in pricing models and product… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with departments and leadership across the firm, including Regional Management, PCG Education, Senior and At- Risk Clients, RJ Trust, and RJ Insurance Group. * ... in providing guidance to their clients on financial and estate planning, along with risk management. The overall strategy is to ensure that all RJ FAs are equipped… more