- Citigroup (Tampa, FL)
- …reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an ... assigned region in accordance with the Compliance Testing (CT) Plan. + Participating in...compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or… more
- Morgan Stanley (Tampa, FL)
- …sponsored benefit programs. **Job:** **Wealth Management* **Title:** * Financial Crimes Program Design: Architecture Implementation & Independent Testing - ... oversight, design, implementation, and maintenance of allfirst line of defense financial crimes activities including defining risk mitigant strategies, adherence… more
- MUFG (Tampa, FL)
- …assisting in the testing execution for internal audits led by the Financial Crimes and Compliance audit teams. **Major Responsibilities:** + Maintain ... details. **Job Summary:** The Auditor II role within the Internal Audit Financial Crimes & Compliance Issues Management function is responsible for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …limited direction with a high level of autonomy, the Vice President of Financial Crimes Analytics will support the development, optimization, and ongoing ... maintenance of Raymond James Financial Crimes Management (FCM) models, data visualizations...process re-engineering activities. * Interact with C-level/executives, business and compliance partners and financial advisors. * Coaches… more
- Bank of America (Tampa, FL)
- …risk monitoring, testing , and risk assessments + Supports with escalating financial crimes related compliance and operational risks and issues ... Compliance and Operational Risk Management (CORM) Program, the Financial Crimes and Global Compliance ... Services and/or related government entity Skills: + Regulatory Compliance + Monitoring, Surveillance, and Testing +… more
- Bank of America (Tampa, FL)
- …in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve ... Global Financial Crimes Sr. Investigator Charlotte, North...functions, training, communications, guidance, monitoring scenario development/enhancement input and testing , or law enforcement liaison responsibilities in an investigative… more
- Bank of America (Tampa, FL)
- …in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve ... Senior Global Financial Crimes Investigator - Proficiency Coach...+ Minimum of five years of relevant experience + Financial crime compliance support experience a must… more
- Bank of America (Tampa, FL)
- …in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve ... Global Financial Crimes Sr. Investigator Atlanta, Georgia;Jacksonville, Florida; Hunt Valley, Maryland; Pennington, New Jersey; Charlotte, North Carolina;… more
- Citigroup (Tampa, FL)
- …The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of Citi's Financial Crimes (Anti Money Laundering (AML), Sanctions ... Risk management environments. + A comprehensive understanding of the regulatory and compliance environment surrounding Financial Crimes including AML,… more
- Citigroup (Tampa, FL)
- …managing and reporting control issues with transparency. **Qualifications:** + Knowledge of Financial Crimes Compliance laws, rules, regulations, risks and ... to address reported issues. **Responsibilities:** + Developing, implementing, and executing compliance testing and reporting programs within an assigned line… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …practices, and procedures of securities industry preferred. * Control functions such as Compliance , Supervision, or Financial Crimes . **Skill in:** * Common ... discrepancies. * Documents and organizes requirements, data analysis and testing progress to support cross-training and collaboration efforts. *...a minimum of six (6) years of experience in Compliance and/or the financial services industry. *… more
- USAA (Tampa, FL)
- …regulatory requirements and to enhance the organization's ability to detect and prevent financial crimes . We offer a flexible work environment that requires an ... hygiene techniques to apply. + Thoroughly documents assumptions, methodology, validation and testing to facilitate peer reviews and compliance requirements. +… more
- Citigroup (Tampa, FL)
- …or large Financial Institution + Knowledge of Payments, Python/SQL, and Compliance Testing preferred + Knowledge of Anti-Money Laundering (AML) requirements ... The Global Funds Transfer AML Compliance Risk Management, Compliance Officer, AVP...prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business impact to multiple Raymond James' subsidiaries. Works with members of the Financial Crimes Management (FCM) team to identify fraud trends, control ... and perform root cause analysis of non-detected activities. Reporting to the SVP, Financial Crimes Analytics (FCA), the Director will regularly interact with… more
- MUFG (Tampa, FL)
- …years audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/AML/OFAC) compliance audits Working Knowledge ... the GFC IT Audit Director/Manager and is responsible for executing assigned Global Financial Crimes IT audits and independent validation of business activities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business impact to multiple Raymond James' subsidiaries. Works with members of the Financial Crimes Management (FCM) team to identify fraud trends, control ... and perform root cause analysis of non-detected activities. Reporting to the Director, Financial Crimes Analytics (FCA), the Manager will regularly interact with… more
- USAA (Tampa, FL)
- …Analyst I you will Individual contributor for the First Party Fraud team within Financial Crimes . You will leverage understanding within Financial Crimes ... data hygiene techniques. Thoroughly documents assumptions, methodology, validation and testing to facilitate peer reviews and compliance requirements.… more
- Citigroup (Tampa, FL)
- …rapidly changing environment and prepare for future growth. The Markets Risk & Control Financial Crimes team supports a Sales and Trading environment and is ... efficiency, reduces the risk of loss, and helps ensure compliance with corporate policies, procedures, laws, and regulations. In...assist with overseeing and implementing key elements of the Financial Crimes control framework for Markets with… more
- Citigroup (Tampa, FL)
- …Supports global/regional internal SMEs; responsible for investigating and researching the Financial Crimes processes and tools identifying efficiency and ... regions, including our Regional and Country Hubs. The role will work alongside Compliance and Technology in support of the project and initiatives. The individual… more
- Citigroup (Tampa, FL)
- **The Role** The Product Owner & Business Analyst is a senior role within the Financial Crimes and Investigation Product team at Citi. This Position will be ... to consume in one sprint + Participate in the testing /review sessions and provide support for release. +...**Preferred Qualifications** + Knowledge on AML and working on Compliance / Regulatory domain , multi-year consent order type… more