- MUFG (Tampa, FL)
- …team will provide more details. **Job Summary:** The Auditor II role within the Internal Audit Financial Crimes & Compliance Issues Management ... in the testing execution for internal audits led by the Financial Crimes and Compliance audit teams. **Major Responsibilities:** + Maintain compliance… more
- Citigroup (Tampa, FL)
- …within CT function and with other stakeholders including Business process owners and Internal Audit function. + Identifying industry best practices and share ... activities + Knowledge and extensive experience with auditing principles including audit planning, risk assessments, development of risks and controls matrices,… more
- MUFG (Tampa, FL)
- …plus 5+ years audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/AML/OFAC) compliance audits Working ... Director/Manager and is responsible for executing assigned Global Financial Crimes IT audits and independent validation...regulatory) GFC IT issues. + Effectively partner with other internal audit groups to provide subject matter… more
- Citigroup (Tampa, FL)
- …rapidly changing environment and prepare for future growth. The Markets Risk & Control Financial Crimes team supports a Sales and Trading environment and is ... assist with overseeing and implementing key elements of the Financial Crimes control framework for Markets with...+ Liaise with AML Compliance (ACRM), Compliance Assurance and Internal Audit to facilitate consistent coverage across… more
- Citigroup (Tampa, FL)
- …The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of Citi's Financial Crimes (Anti Money Laundering (AML), Sanctions and Anti Bribery ... + A comprehensive understanding of the regulatory and compliance environment surrounding Financial Crimes including AML, Sanctions and Anti Bribery & Corruption.… more
- Citigroup (Tampa, FL)
- …and with other stakeholders including business and technology process owners, and Internal Audit function. + Promoting knowledge sharing and promulgation of ... and reporting control issues with transparency. **Qualifications:** + Knowledge of Financial Crimes Compliance laws, rules, regulations, risks and typologies.… more
- Wells Fargo (St. Petersburg, FL)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... executing policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and … more
- Citigroup (Tampa, FL)
- … procedures to mitigate money laundering risks and assist in all matters concerning financial crimes in coordination with the broader Funds Transfer (AML) team. ... Financing risks. + Utilize information from global regulatory changes, new regulations, and internal policy changes to further identify new key risk areas. + Analyze… more
- Deloitte (Tampa, FL)
- …solution development engagements in partnership with internal and external AML and financial crimes compliance, audit , IT, and business teams. + ... validate sanction screening and transaction monitoring systems to ensure our financial clients can meet regulatory requirements while improving existing detection… more
- Citigroup (Tampa, FL)
- … procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination with the broader Anti-Money Laundering (AML) team. ... processes such as Enterprise wide AML risk assessment, self-assessment, and internal audit + Promote global consistency of AML ACRM practices and policies… more