- Publix (Lakeland, FL)
- **29811BR** **Position Title:** Manager , Legal Regulatory & Compliance Projects **Department:** Corporate Counsel **Location:** Lakeland, FL ... recognized as a leader in the supermarket industry. The Manager , Legal Regulatory & Compliance Projects will oversee development and management of … more
- Citigroup (Tampa, FL)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring...for a component of a product line, function, or legal entity at the regional or country level +… more
- USAA (Tampa, FL)
- …part of what makes us so special! **The Opportunity** As a dedicated **Senior Audit Manager - Third-Party Risk Management / Legal Risk,** you will manage audit ... internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory...procurement processes. + 3 or more years' experience auditing legal risk processes (eg, litigation, legal order… more
- Publix (Lakeland, FL)
- …corporate compliance investigations; and/or + at least 8 years' experience working with legal , regulatory and compliance processes; and/or + at least 8 ... **30527BR** **Position Title:** Compliance Investigations Manager - Pharmacy **Department:**...Ten (10) years management-level or decision-making experience working in legal , regulatory or compliance functions;… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with significant business impact involving cross-functional teams. Works with members of the Compliance , Legal and business teams to develop tactical plans for ... agencies. * Concepts, practices, and procedures of securities industry and/or banking compliance reviews. * Compliance and legal procedures in the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for Raymond James. The leader will regularly interact with industry regulators, vendors, compliance and legal . Leads large projects, programs or processes with ... changes to organizational policies and procedures. + Collaborates with trading, compliance and technology to identify and implement solutions. + Stays informed… more
- Citigroup (Tampa, FL)
- …Maintains detailed records and documentation while staying abreast of new and changing regulatory and legal issues and industry initiatives + Interacts with ... + This role also supports the SOX documentation and the MCA framework ( Manager Control Assessment) for legal information (reserves and settlements) that is… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and identifies corresponding client disclosures. * Provides support to business, compliance , and legal stakeholders on disclosure inventory questions, disclosure ... to automate and streamline functions that improve the operational efficiency of compliance program and processes. * Ensures that compliance activities are… more
- Citigroup (Tampa, FL)
- …knowledge in area of focus + Related certifications desirable, such as Certified Regulatory Compliance Manager (CRCM) **Education:** + Bachelor's degree or ... to, monitoring compliance risk behaviors, providing day-to-day Compliance advice and guidance on the associated regulatory...Fairly. + Ideally 5 - 8 years experience in compliance , legal or other control-related function in… more
- Citigroup (Tampa, FL)
- …Reopens, and MCA effectiveness), Regulatory Issues (and its metrics), Compliance Testing Results, and Legal Matters. + Participating in discussions ... Serves as a senior compliance risk manager for Independent ...or other control-related function in the financial services firm, regulatory organization, or legal /consulting firm, or a… more
- Regions Bank (Tampa, FL)
- …specific to a line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability ... delivery of training to assigned business area to increase compliance awareness + Gathers information requested by regulatory...leadership capabilities + Knowledge of legal and regulatory environment as it relates to compliance … more
- PNC (Tampa, FL)
- …Sanctions compliance risk and internal controls, as appropriate. Monitors regulatory developments and advises business management and senior staff of proposed ... needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk, Decision Making, Regulatory Requirements,… more
- Citigroup (Tampa, FL)
- …associated with the role are set out below: + Ongoing review of the regulatory landscape, assessment of compliance and, where required, design and execution of ... The Model Risk Governance Manager is a strategically important role with reporting...play a significant role in the leadership of the legal entity model risk management program, offering unique exposure… more
- Citigroup (Tampa, FL)
- …leadership and key functional support areas like Government Affairs, Communications, Legal , Compliance , Control, in-business Risk and Independent Risk. + ... The Regulatory Risk Officer is a strategic professional who...feedback to influence change throughout organization. + Assistant project manager and work with business users to gather business… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …a timely manner, and work is of good quality. * Works collaboratively with Compliance , Supervision, Legal , and the business units to address supervision concerns ... as firm policies and procedures governing advisory accounts. The Manager for this team would be expected to have...Learning and other forms of technology. * Proactively ensures compliance with applicable industry rules (States, FINRA, SEC, ERISA,… more
- JPMorgan Chase (Tampa, FL)
- …You will also have the chance to promote remediation, oversee Audit/ Compliance / Regulatory reviews, perform root cause assessments, and provide guidance ... efficacy, and sustainability of control changes due to ineffectiveness or regulatory /policy changes + Oversee Audit/ Compliance / Regulatory reviews +… more
- Truist (Tampa, FL)
- …credit opportunities. + Is accountable for the risk evaluation and associated regulatory compliance requirements. Portfolio Management: + Accountable for and ... complex and largest credit relationships for the Wealth Medical Specialty and Legal Specialty groups. Oversees sound portfolio management activities on assigned loan… more
- AdventHealth (Tampa, FL)
- …onboarding, and mandatory education through Computer Based Learning (CBL's). The GME Manager will assist the Director in accreditation compliance by acting ... by establishing standard operating procedures, measuring results and recommending change. ** Compliance / Regulatory Responsibility** : . Work with Director and DIO… more
- Deloitte (Tampa, FL)
- …(AML) Analytics is one of the fast-growing practices in Deloitte. Within our Regulatory and Legal Services, our specialized teams center around advanced ... transaction monitoring systems to ensure our financial clients can meet regulatory requirements while improving existing detection systems. Our AML Analytics teams… more
- Walgreens (Valrico, FL)
- …At least 1 year pharmacy experience including prescription filling, recordkeeping, legal compliance , pharmacy operations, pharmacy software and technology ... and ensures compliance with employment laws. + Partners with Store Manager to establish expectations and goals, promote teamwork and foster a shared vision.… more