- Morgan Stanley (Stamford, CT)
- *POSITION SUMMARY:* *__* The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior ... Risk Officer , the Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices… more
- JPMorgan Chase (Uniondale, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...and striving to be best-inclass. As a Lead Credit Officer in the Key Relationship Group, you will be… more
- JPMorgan Chase (Uniondale, NY)
- As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible ... challenges that impact our company, customers and communities. As a Credit Officer in Portfolio Management, you should be proficient with commercial real estate… more
- NatWest Markets (Stamford, CT)
- …Compliance Advisory Lead will serve as a Sales and Trading Compliance Advisory and Conduct Risk Officer for the Legal and Compliance Department. As a member of ... the US Advisory Compliance team, the Compliance Advisory Officer will support businesses and products within the Natwest Market's Sales and Trading business… more
- Morgan Stanley (Melville, NY)
- …support for the Complex Management team (including Complex Manager, Complex Business Service Officer , Senior Complex Risk Officer and Associate Complex ... education programs to maintain current status on policies, procedures and risk awareness (including licensing requirements for Complex personnel) * Facilitate and/or… more
- NatWest Markets (Stamford, CT)
- …Compliance Risk continue to operate effectively. The Compliance Assurance Officer will alsobe responsible forreporting and escalating controls issues and any ... Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full...relation to core activitiesin accordance withregulatory requirements and NWM Risk Profile to achieve the right customer outcomes. +… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs and ... operations of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced compliance officer to join our… more
- Family and Children's Association (Mineola, NY)
- Compliance Officer The Opportunity FCA is excited to announce an opportunity for the position of Compliance Officer . As we continue to grow and evolve, we are ... to review and evaluate compliance issues/concerns within FCA. The ideal Compliance Officer will ensure FCA complies with the rules and regulations of regulatory… more
- Citigroup (Plainview, NY)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... via our Citibank branches and centralized service centers. The Home Lending Officer role represents the Retail Mortgage business providing superior service to… more
- Nuvance Health (Norwalk, CT)
- *Description* Summary: The Norwalk Hospital Security Officer performs vital daily tasks supporting daily hospital operations by responding to Code/Alerts, dealing ... 9.Morgue services (including admits and releases). 10.Oversees patients considered high risk . Performs Safety Searches of patients and their property for injurious… more
- Travelers Insurance Company (Melville, NY)
- …a wide array of insurance products to wholesale brokers. The Account Executive Officer (AEO), Northfield E&S Brokerage will partner with wholesale brokers to provide ... internally and externally to drive results. Your ability to independently assess complex risk and sell our products in challenging markets will contribute to the… more
- Catholic Health Services (West Islip, NY)
- …why Catholic Health was named Long Island's Top Workplace! The Chief Medical Officer (CMO) is a senior executive responsible for overseeing the medical operations ... 3. Patient Safety: Promote a culture of patient safety, experience, and risk management. Develop and implement patient safety programs and initiatives. Investigate… more
- City National Bank (Melville, NY)
- *CLIENT OFFICER SENIOR* WHAT IS THE OPPORTUNITY? Assists the Client Manager in supervising and participates in the operations, client service, and internal sales ... and coaches banking office sales/service colleagues. Is one of the experts in risk management and loss prevention. Partners with the CM in completing, monitoring and… more
- PNC (Garden City, NY)
- …have an opportunity to contribute to the company's success. As a Mortgage Loan Officer within PNC's Mortgage organization, you will be based in New York. This ... to leverage that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the risks associated with… more
- JPMorgan Chase (Hauppauge, NY)
- …and providing financial advice with a focus on client experience and risk management. **Job Responsibilities** + Acquire, manage, and retain a portfolio of ... of their businesses + Use knowledge of business, finance, banking, credit, and risk management to identify, recommend, and promote solutions that best serve the… more
- Trexquant Investment (Stamford, CT)
- …Compliance Monitoring - maintain, develop and review dashboard reporting for compliance and risk processes related to the positions and products in the portfolio. + ... Technology Risk Compliance - Maintain and review firm processes for monitoring of technical (cyber)security compliance risks,, including training, prevention,… more
- Robert Half Legal (New Hyde Park, NY)
- …regulations across multiple states, ensuring accurate and timely reporting * Risk Management: Support the company's readiness for health care regulations, ... technology, data, finance, and privacy related risks * Audit Management: Manage both internal and external audits of policies, procedures, and compliance programs, ensuring alignment with regulatory changes * Due Diligence: Participate in regulatory due… more
- M&T Bank (Norwalk, CT)
- …with grantors, beneficiaries, Trustees, attorneys, accountants, and others, at Trust Officer 's discretion. Escalates risk issues identified in work assignments. ... Follows best practices and adheres to controls over efficiency and risk management. Assists in collecting critical documents and assets, preparing disbursements,… more
- Wells Fargo (Lake Grove, NY)
- …+ Resolve low to moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business to meet Branch Network ... Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to interact with integrity… more
- Catholic Health Services (Melville, NY)
- …Island's Top Workplace! Job Details Working with the System Chief Quality Officer , this position is accountable for the coordination and implementation of Quality ... operational activities to mitigate any financial, regulatory, or patient safety risk to the organization. DUTIES/RESPONSIBILITIES: Responsible for working in concert… more