- Morgan Stanley (Stamford, CT)
- *POSITION SUMMARY:* *__* The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the Senior ... Risk Officer , the Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices… more
- M&T Bank (Bridgeport, CT)
- …responsible for risk and control functions in the business unit. Assist the Business Risk Officer in setting direction for the department and risk policy ... risk committees. Provide direct assistance/support to the First Line Risk Officer + Monitor business unit performance with respect to established key … more
- NatWest Markets (Stamford, CT)
- …Compliance Advisory Lead will serve as a Sales and Trading Compliance Advisory and Conduct Risk Officer for the Legal and Compliance Department. As a member of ... the US Advisory Compliance team, the Compliance Advisory Officer will support businesses and products within the Natwest Market's Sales and Trading business… more
- Morgan Stanley (Greenwich, CT)
- …Complex Management Team (Complex Manager, Associate Complex Manager, Complex Business Service Officer , Sr. Complex Risk Officer ) *EDUCATION, EXPERIENCE, ... and expense management information in collaboration with CBSO and/or Business Service Officer (BSO) *Management Support* * Navigate the firm's resources and act as… more
- NatWest Markets (Stamford, CT)
- …Compliance Risk continue to operate effectively. The Compliance Assurance Officer will alsobe responsible forreporting and escalating controls issues and any ... Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full...relation to core activitiesin accordance withregulatory requirements and NWM Risk Profile to achieve the right customer outcomes. +… more
- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer , US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their jobs and ... operations of the department and the business. **Director, Electronic Trading Compliance Officer , US** Seeking an experienced compliance officer to join our… more
- Nuvance Health (Norwalk, CT)
- *Description* Summary: The Norwalk Hospital Security Officer performs vital daily tasks supporting daily hospital operations by responding to Code/Alerts, dealing ... 9.Morgue services (including admits and releases). 10.Oversees patients considered high risk . Performs Safety Searches of patients and their property for injurious… more
- Newtown Savings Bank (Newtown, CT)
- …an experienced Project Management professional for the role of Project Management Officer . The Project Management Officer will be responsible for overseeing ... ensure project success, including managing budgets, timelines, and personnel. + Risk Management: Identify and mitigate project risks, ensuring timely resolution of… more
- Newtown Savings Bank (Newtown, CT)
- …experienced Treasury Management sales professional for the role of Treasury Management Officer . The Treasury Management Officer (TMO) is responsible for ... utilization of TM products and services. + Works with risk management, compliance, and assists with annual TM customer... management, compliance, and assists with annual TM customer risk reviews. + Expected to be out of the… more
- Trexquant Investment (Stamford, CT)
- …Compliance Monitoring - maintain, develop and review dashboard reporting for compliance and risk processes related to the positions and products in the portfolio. + ... Technology Risk Compliance - Maintain and review firm processes for monitoring of technical (cyber)security compliance risks,, including training, prevention,… more
- M&T Bank (Norwalk, CT)
- …with grantors, beneficiaries, Trustees, attorneys, accountants, and others, at Trust Officer 's discretion. Escalates risk issues identified in work assignments. ... Follows best practices and adheres to controls over efficiency and risk management. Assists in collecting critical documents and assets, preparing disbursements,… more
- Wells Fargo (Wilton, CT)
- …+ Resolve low to moderately complex issues regarding the customer and employee experience, risk , and growth of the team and the business to meet Branch Network ... Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to interact with integrity… more
- NatWest Markets (Stamford, CT)
- …operations of the department and the business._ Join us as a Control Room Officer + In this role, you'll identify and manage transactional and employee conflicts of ... and addressing of common issues **What you'll do** As a Control Room Officer , you'll manage the wall crossing process and the confidentiality registers, as well… more
- Wells Fargo (Fairfield, CT)
- …including working with military protocol and instructions, enlisted evaluations, officer /leadership reporting + Relevant military experience including working in ... focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as… more
- SUNY Suffolk County Community College (Selden, NY)
- …the Associate Director of Infrastructure Services with business continuity planning and risk management within the context of Data Center operations. + Works with ... non-discrimination polices: Civil Rights Compliance Officers Christina Vargas Chief Diversity Officer /Title IX Coordinator Ammerman Campus, NFL Bldg., Suite 230 533… more
- M&T Bank (Bridgeport, CT)
- …for presentation to LEAF Credit Committee and M&T Bank Deputy Credit Officer . These transactions include the review of complex borrower's financial statements (many ... to properly analyze financial condition/cash flow. Additional duties include recommending risk ratings based on the utilization of the bank's PD/LGD scorecard;… more
- M&T Bank (Bridgeport, CT)
- …transaction, from the customer, broker, correspondent, settlement agent, loan officer , post-closing, loan delivery, mortgage servicing, mortgage accounting, funding ... in positions Annual Performance Objectives. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and… more
- Nuvance Health (Norwalk, CT)
- …and procedures regarding patient safety. Initiatei? 1/2s interventions related to the risk factors identified. * Conducts bedside shift report and bedside rounds ... New graduates awaiting licensure at the discretion of the Chief Nursing Officer (CT only) American Nurses Association endorsed Certifications or Academy of… more
- Nuvance Health (Danbury, CT)
- …and procedures regarding patient safety. Initiatei? 1/2s interventions related to the risk factors identified. * Conducts bedside shift report and bedside rounds ... * New graduates awaiting licensure at the discretion of the Chief Nursing Officer (CT only) * American Nurses Association endorsed Certifications or Academy of… more
- BlueTriton Brands (Stamford, CT)
- …an **ICS/OT Security Administrator** reporting to the Chief Information Security Officer . This person will provide security project and administrative support for ... technology systems and devices. They will identify vulnerabilities, mitigate security risk , enforce policies, coordinate testing / remediation, and collaborate with… more