- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- TD Bank (New York, NY)
- …This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on developing, ... and coordinate with our Risk Owners to assist and show coverage alongside the Compliance testing and monitoring plan coverage of key risks and business units… more
- TD Bank (New York, NY)
- … Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- American Express (New York, NY)
- …program, including policies, risk assessment, monitoring , issue management, and oversight of Compliance monitoring and testing . + Ensure Compliance ... compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing , and related efforts. + Develop and retain… more
- Fiserv (Berkeley Heights, NJ)
- …E-Sign, TCPA, Identity Theft Red Flags, and state payroll card laws. + Execute compliance monitoring and testing programs. + Oversee consumer complaint ... + Knowledge of consumer protection regulations. + Experience in compliance monitoring and testing , risk assessments, regulatory change management,… more
- Fiserv (Berkeley Heights, NJ)
- …E, GLBA/Regulation P, E-Sign, TCPA, and state-specific requirements. + Assist in executing compliance monitoring and testing activities. + Review and analyze ... for a prepaid debit portfolio. This role will plan and execute monitoring and testing activities, conduct compliance risk assessments, assess new state and… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... clear, actionable technical specifications. Lead the analysis and design of compliance technology solutions, including transaction monitoring and case… more
- Mizuho Corporate Bank (New York, NY)
- …Group. + Model Ownership: Maintain and update the models owned by the stress testing team to ensure compliance with Model Risk requirements. Qualifications: + ... Summary: The Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of categories...highly skilled and experienced individual to join our Stress Testing and Capital Analysis team as a Director. The… more
- Mizuho Corporate Bank (New York, NY)
- …Group. + Model Ownership: Maintain and update the models owned by the stress testing team to ensure compliance with Model Risk requirements. Qualifications: + ... Summary: Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of...highly skilled and experienced individual to join our Stress Testing and Capital Analysis team as a Vice President.… more
- Bank of America (New York, NY)
- …+ Assist with the development of new and/or update existing Monitoring and Testing items for the Compliance and Operational Risk Program from a local and ... work. **Skills:** + Advisory + Monitoring , Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + Influence… more
- City National Bank (New York, NY)
- …Senior Compliance Officer, and Risk Assessment team with the evaluation of compliance testing program and processes. * Performs research on regulations and ... test results along with comparable line of business QA testing results. * Conduct meetings to discuss testing...other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and maintain… more
- City National Bank (New York, NY)
- * COMPLIANCE ANALYST* *WHAT IS THE OPPORTUNITY?* The Compliance Analyst will be responsible for monitoring , oversight and independent review and assessment of ... products, training, regulatory change management, risk assessments, issues management, and monitoring and reporting. * Compliance Risk Management Division* This… more
- Capital One (New York, NY)
- …procedures, and controls + Perform UDAAP validations and reviews + Active involvement with compliance testing and third party compliance + Maintain expert ... such as: new products, process development, development of controls and monitoring , remediation/corrective action of compliance breakdowns, and change in… more
- Bloomberg (New York, NY)
- … status reports, potential gaps and issues and maintain organized records of compliance documentation; * Contribute to testing and audit preparation, and ... Data Compliance Officer - 12 Month contract Location New...related assessments, assists with systems due diligence and transaction monitoring , and develops internal policies and procedures. **What's The… more
- American Express (New York, NY)
- …or second line of defense compliance function. + Familiarity with compliance testing - complaints, customer promises, customer risk rating, transaction ... environment **Key Responsibilities:** + Support the development and maintenance of compliance risk assessments and associated controls and testing aligned… more
- Ross Stores, Inc. (New York, NY)
- …management\. The position will also assist in developing, implementing, and monitoring compliance training, business investigations, legal research, project ... regulatory compliance \(e\.g\., Proposition 65, etc\.\), recalls, and product testing protocols\. Perform legal research and assist in driving desired results… more
- US Bank (New York, NY)
- …is seeking an experienced Model Validation Director for our Credit, Allowance & Compliance areas and will reside within the Bank's Risk Management and Compliance ... review and validate a wide range of models including CCAR, allowance, compliance , and cyber security models + Assesses model risk through pre-implementation… more