- Deloitte (Philadelphia, PA)
- …or consulting industry related to any of the following Financial Services/ capital markets industries: investment banking, broker-dealer, prime brokerage, wealth ... in strategic, regulatory, risk-related, technological, or operational change initiatives within capital markets environments + Direct experience in people… more
- Coinbase (Trenton, NJ)
- …obligations across the business. This role will provide critical support to Coinbase Capital Markets ("CCM" a FINRA member broker-dealer) in meeting its ... team to respond to all regulatory exams and inquiries. * Work with Market Surveillance team and Clearing Firm to ensure deployment of a robust monitoring… more