- Scotiabank (New York, NY)
- …and knowledge. + Performs other duties and activities as may be assigned by the US BSA/ AML Officer , the GTB AML Risk Program Director, and the Director of ... more
- Robert Half Finance & Accounting (New York, NY)
- …reviews to identify suspicious activities and red flags. - Collaborating with the Chief AML Officer and compliance team to identify and mitigate risks. - ... more
- Citigroup (Jersey City, NJ)
- …risk levels within the firm's risk appetite and protects the franchise. This compliance risk officer role is within the Global AML Risk Assessments Team which is ... more
- SMBC (Jersey City, NJ)
- …+ Manage the Risk and Control Self-Assessment ("RCSA") process and draft reports for BSA/ AML Compliance Officer and senior management review + Develop and manage ... more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 219504 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... more
- ADP (Roseland, NJ)
- …5) provide periodic reporting to the VP, Global Financial Crimes Compliance Officer . **Responsibilities:** + Oversee and maintain Global AML /CTF and economic ... more
- JPMorgan Chase (Melville, NY)
- …in coordination with MMBSI management and the appropriate escalation forum. Supporting KYC officer in completion of AML /KYC due diligence including approving DDF ... more
- JPMorgan Chase (Jersey City, NJ)
- …the status quo, and striving to be best-in-class. As a Risk Management Senior Officer within the Compliance, Conduct and Operational Risk line of business, you will ... more
- City National Bank (New York, NY)
- …Responsible for monitoring, analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of the Bank's BSA Program ... more
- SMBC (Jersey City, NJ)
- …policies and procedures of SMBC and Head Office and compliance with AML /BSA/OFAC regulations. + Performs new customer on boarding, account opening, account updates ... more
- SMBC (Jersey City, NJ)
- …Bank Secrecy Act/Anti Money Laundering/Office of Foreign Assets Control (BSA/ AML /OFAC), SMBC policies and procedures. The Associate follows established guidelines ... more
- TD Bank (New York, NY)
- …**Line of Business:** Risk Management **Job Description:** The Group Risk Officer within Operational Risk Management ("ORM") provides a comprehensive and diverse ... more
- Scotiabank (New York, NY)
- …PERSON MAY PROVIDE DOCUMENTARY EVIDENCE BEARING ON THE APPLICATION TO THE REGIONAL CERTIFYING OFFICER OF THE US DEPARTMENT OF LABOR TO: Certifying Officer US ... more
- JPMorgan Chase (New York, NY)
- …and Compliance teams in region to meet local or product specific KYC and AML requirements for Clients and transactions. Coordinate the launch and progress of KYC ... more
- BMO Financial Group (New York, NY)
- …(CM ORR) group. As part of the Capital Markets Office of the Chief Operating Officer (CM OCOO), the CM ORR unit operates at a quick pace with exceptional quality ... more
- Siebert Williams Shank (New York, NY)
- …professional to assist the Compliance team led by the Chief Compliance Officer . The successful candidate will support compliance efforts including but not limited ... more
- Meta (New York, NY)
- …a variety of audiences to include the Head of Sanctions Compliance, Chief Compliance Officer , among other Meta leaders. You will assess and analyze large amounts of ... more
- Neuberger Berman (New York, NY)
- …and maintain corporate entity information, build organization charts, maintain director and officer lists and registrations + Assist with preparation of offering and ... more
- Citigroup (New York, NY)
- …appropriate (including, but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral leads + Manage ... more