- Mizuho Corporate Bank (New York, NY)
- About The teamWithin the Compliance Department, the Financial Crime Compliance Advisory Group (FCC Advisory ) is dedicated to being a trusted and ... to FCC initiatives, and leads training and awareness programs to promote compliance culture. Additionally, the team is committed to continuous improvement, regularly… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... personnel and relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a regulator or law… more
- Bank of America (New York, NY)
- …+ Reports to Global Environmental Executive, accountable to Environmental and Social Business Advisory pillar lead + Member of bank 's Global Environmental Group ... Environmental and Social Risk Advisory Manager Charlotte, North Carolina;Washington, District of Columbia;...New York, New York; Boston, Massachusetts **Job Description:** At Bank of America, we are guided by a common… more
- TD Bank (New York, NY)
- … regulatory changes, and escalations. The ideal candidate will have sanctions regulatory and compliance knowledge and experience as well as a functional ... team of professionals who provides oversight, expert policy / regulatory guidance and advisory services and/or a...proactive strategies, tactics, policies and programs to effectively manage regulatory / compliance issues + Acts as… more
- Deloitte (New York, NY)
- Deloitte Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) ... III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory on Interest Rate Risk, BCBS 368 - Interest...for liquidity risks, including enhancements related to the changing regulatory environment and compliance with regulatory… more
- SMBC (New York, NY)
- …individual will be responsible for bank , broker-dealer and swap dealer regulatory compliance across support functions. The individual will be responsible for ... + Coordinate bank , broker-dealer, and swap dealer regulatory Compliance programs across SMBC's Americas Division...Division for all support functions. + Oversee and provide compliance advisory coverage and guidance to all… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is ... Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer....organized with project management skills. + 10+ years of regulatory compliance experience at a broker dealer.… more
- Mizuho Corporate Bank (New York, NY)
- …Regulatory Reporting Associate About the Team The Regulatory Reporting Unit files regulatory reports for Mizuho Bank , Ltd. - New York Branch, Mizuho ... Bank , Ltd. - Cayman Branch, Mizuho Bank ( USA), and Mizuho Bank (USA)...Summary: Your primary responsibility will be to prepare assigned regulatory reports in an accurate and timely manner in… more
- Mizuho Corporate Bank (New York, NY)
- … Reporting, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess deep ... Summary: The Liquidity Regulatory Reporting is responsible for the daily and...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... Summary The Liquidity Regulatory Reporting is a team responsible for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- …and findings, and maintain and update the PID Interpretation Documents in compliance with regulatory requirements. The successful candidate will possess strong ... Summary: The Liquidity Regulatory Reporting is a team responsible for the...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Bank of America (New York, NY)
- …to identify regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + ... New York; Chicago, Illinois; Plano, Texas **Job Description:** At Bank of America, we are guided by a common...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Bank of America (Jersey City, NJ)
- … inventory **Skills:** + Monitoring, Surveillance, and Testing + Process Management + Regulatory Compliance + Reporting + Risk Management + Attention to Detail ... Compliance & Operational Risk Specialist Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to help make… more
- Mizuho Corporate Bank (New York, NY)
- …position is within the MSUSA Derivative Operations as a member of the Regulatory Operations team. The responsibilities for this role includes below but not limited ... to: Regulatory : + Monitoring real-time OTC reporting for completeness ,...OTC reporting errors and omissions with sales/trading, middle office compliance , and technology and escalate accordingly. + Perform and… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Bank of America (New York, NY)
- …team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Mizuho Corporate Bank (New York, NY)
- … Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank , Mizuho Bank (USA) and also ... support services to Mizuho Americas LLC, the US bank holding company for Mizuho Financial Group. Summary The...Group. Summary The successful candidate will join the centralized Compliance Quality Assurance (QA) team within the Financial Crimes… more
- American Express (New York, NY)
- …that accept American Express and runs the company's payment network and manages bank partnerships globally. The mission of GMNS Operations team is to ensure ... comprehensive identification and robust management of operational and regulatory risk/changes across the business, having ownership of key processes and programs and… more
- Mizuho Corporate Bank (New York, NY)
- … Compliance Associate will work to strengthen all aspects of the bank 's Sanctions Compliance Program, including effective policy, procedure, and risk ... + Min. 2 years' experience working in a sanction's compliance function at a large Bank or...of your department, as well as local laws and regulatory obligations. Roles in some of our departments have… more