- Citigroup (Jersey City, NJ)
- …audit, external audit and regulatory requests. **Job Family Group:** Compliance and Control **Job Family:** Business Control **Time Type:** Full time ... implementation, and oversight for controls and solutions supporting Surveillance, Employee Compliance and Control Room teams, designed to detect behaviors… more
- SMBC (Jersey City, NJ)
- …of sensitive confidential business information by SMBC personnel through the Compliance Control Room. It administers the SMBC Employee Investment Policy, ... risks and issues to SMBC and the Global Compliance Senior Management. Additionally, the SMBC ...a variety of groups, including, but not limited to: Compliance Advisors, Business Control Officers,… more
- Bank of America (New York, NY)
- Sr Business Control Specialist...Risk management, Process improvement, Compliance , Front line control role, or similar business control ... internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include… more
- Citigroup (New York, NY)
- …a global technology organization with a $350MM+ IT spend in financial, staffing and compliance control . The Business manager will liaise with the project ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (Queens, NY)
- The Business Risk and Control Sr Group Manager manages multiple teams through other managers. In-depth understanding of how own sub-function contributes to ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Bank of America (New York, NY)
- Sr Business Control Specialist - GCAOO QC/QA Testing Specialist Pennington, New Jersey;New York, New York **Job Description:** At Bank of America, we are ... that is responsible for implementing the QC/QA strategy across multiple lines of business by deploying enhanced control monitoring and reporting to drive process… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr ...Governance Committees (eg, Finance Business Risk and Control Committee, MRM & Senior Committees) + Manage ... is focused on Implementing coverage of Data / IT Compliance capabilities to drive data quality control ...business , products or services to identify and implement control points and processes throughout the business … more
- Institute of Electrical and Electronics Engineers (New York, NY)
- Temporary - Sr Paralegal Corporate Compliance - 230247 : N/A Description Job Summary The Temporary Sr Paralegal Corporate Compliance Paralegal supports ... includes managing IEEE's significant international corporate registration program. The Temporary Sr . Paralegal Corporate Compliance will report to the Deputy… more
- Bank of America (New York, NY)
- …IC proactively manages the relationship with external consultants, front line unit (FLU) / Control Function (CF) Compliance and Operational Risk groups. This role ... expert in his or her area of expertise for Compliance and Operational Risk. The Sr Trade...identification of themes and trends at the front-line unit, control function and enterprise level. The Sr … more
- Nestle (New York, NY)
- …opportunities for your development and growth. Join us! **Position Summary** **:** As the Sr . Inventory Control Specialist, you will be the go-to expert for all ... inventory, and providing guidance to cross-functional teams. You will ensure compliance with Head Quarter requirements, lead inventory management projects, and… more
- JPMorgan Chase (New York, NY)
- …problems and apply it to tasks such as natural language processing (NLP), speech recognition and analytics, time-series predictions or recommendation systems + ... research experience in the field. + Solid background in NLP or speech recognition and analytics, personalization/recommendation and hands-on experience and solid… more
- Citigroup (New York, NY)
- …the extent required by, and in accordance with the Governance, Risk & Compliance & Manager's Control Assessment Central Procedures. + Responsible for providing ... status to appropriate Governance and Management Committees on CDGP Compliance + Execute Data Quality Control Assessment (DQCA) from Trade Capture to Reporting… more
- PSEG (Newark, NJ)
- …time. **Job Responsibilities** Job Responsibilities * Build and maintain relationships with senior business leaders and their respective teams on best ... leveraging analytics and external research and share insights with senior business and HR leaders. **Job Specific...you must complete a 10 CFR Part 810 Export Control Compliance Nationality Request Form, a copy… more
- TD Bank (New York, NY)
- …coordinating with various partners to create appropriate Credit Management communications. The Sr Business Mgmt Specialist leads a significant business ... Business Management, Strategy & Support **Job Description:** The Sr . Business Management Specialist (Credit Trainer) is...infrastructure an in alignment with risk appetite + Ensures business operations are in compliance with applicable… more
- Citigroup (New York, NY)
- …policies, and partners with functions that cover Information Security, Continuity of Business , Fraud, Data, Compliance , AML, and Records Management, along with ... implementation of other regulatory changes through diligence across the business on compliance with regulatory changes *...degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full… more
- Citigroup (New York, NY)
- …Risk processes. Qualifications: + 10+ years relevant experience in risk and control , regulatory, audit or compliance related disciplines; experience in ... Operations and Systems, Information Security Standards, Vendor/Outsourcing Management, Manager's Control Assessment (MCA), Legal and Regulatory Compliance . +… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/ business /product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... on the programs. + Serving as a subject matter expert on Citi's Compliance programs. Provides expert guidance on function/ business /product regulations on a… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through a robust control framework and ensuring that reviews… more
- Citigroup (Jersey City, NJ)
- The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team is responsible for the oversight for surveillance ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- ADP (Roseland, NJ)
- **ADP is hiring a Security Audit Management Sr . Analyst** Regulatory compliance is a critical component of ADP's security program. In this role, and as a ... as well as understanding information security regulations and frameworks and guiding business unit associates in their information security compliance efforts.… more