- HSBC (New York, NY)
- Associate Director , Electronic Trading Brand: HSBC Area of Interest: Investment Banking, Markets, and Research Location: New York, NY, US, 10001 Work style: Office ... Worker Date: 14 Dec 2025 In compliance with applicable laws, HSBC is committed to employing...and prior experience in client-facing roles. As our Associate Director you will: + Manage day-to-day client activity across… more
- SMBC (New York, NY)
- …Description** **Overview** We are seeking an experienced and strategic **Executive Director ** to lead the **Payables and Receivables** product portfolio within our ... collaboration with cross-functional teams including Technology, Operations, Sales, Corporate Banking, Compliance , and Finance. This position reports to the Head of… more
- SMBC (New York, NY)
- …+ Reviewing advertisements, disclosures and other matters and transactions having regulatory compliance implications. + Assisting and responding to internal ... a competitive portfolio of benefits to its employees. **Role Description** The Director , Counsel role for Sumitomo Mitsui Banking Corporation will work within the… more
- SMBC (Jersey City, NJ)
- …programs focused on implementation of processes, methodologies, and systems that meet regulatory requirements and industry best practices. The Director will be ... Working with core Finance teams and other key colleagues (Technology, Risk, Compliance , etc.), Finance Change is primarily responsible for establishing and managing… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...advice, guidance and expertise on regulatory requirements and assisting business units… more
- MTA (New York, NY)
- Assistant Director - Program Development, Regulatory Compliance Job ID: 13944 Business Unit: Metro-North Railroad Location: New York, NY, United States ... Operations Training Date Posted: Dec 10, 2025 Description Job Title: Assistant Director - Program Development, Regulatory Compliance Department: Operations… more
- AbbVie (Florham Park, NJ)
- …Instagram, YouTube, LinkedIn and Tik Tok (https://www.tiktok.com/@abbvie) . Job Description The Director , Regulatory Affairs Global Regulatory Strategy is ... global regulatory dossiers. Proactively anticipates and mitigates regulatory risks. Ensures compliance with Global ...GRL or TA Head. May participate in or lead regulatory and company initiatives . Based on experience… more
- TD Bank (New York, NY)
- …and Vice Chair/EMD supervision meetings + Key stakeholders on Global Markets regulatory initiatives related to your businesses; participate in business ... trading and origination activities is a core competency. The Director Trading Business Management TDS is responsible for the...and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a… more
- Gilead Sciences, Inc. (Parsippany, NJ)
- …day and improving the lives of patients for generations to come. As an Associate Director , Global Regulatory Affairs, you will act as the Regional Regulatory ... relevant experience. + BA/BS with 10+ years' relevant experience. + Significant regulatory , quality, compliance or related experience in the biopharma industry.… more
- TD Bank (New York, NY)
- …team is responsible for the planning, execution, and delivery of key regulatory initiatives for our US Wholesale business, building foundational capabilities ... closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with...remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office.… more
- CIBC (New York, NY)
- …the business lines and performing specific written supervisory procedures to achieve regulatory compliance . Regulatory Supervision must be highly responsive ... occurring as well as detecting when violations do occur. Regulatory Supervision is a business role (not Compliance...a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated… more
- Wolters Kluwer (New York, NY)
- …and play a critical role in achieving our mission to revolutionize the legal, regulatory and compliance content, expert solutions and software space. If you're ... As the Director of Product Software Engineering for our Legal & Regulatory US business, you will be at the forefront of shaping the technology vision for a… more
- Capital One (New York, NY)
- Director , Enterprise Know Your Customer (KYC) Compliance Program The Director , Anti-Money Laundering (AML) Leader for Capital One's Enterprise Know Your ... Customer (KYC) program performs a key risk management leadership role in ensuring compliance with KYC regulations and maintaining regulatory standards. We are… more
- CBRE (New York, NY)
- …This position reports to the Vice President, Gov't & Defense, M&A Integration, and Regulatory Compliance and offers the opportunity to make a significant impact ... Director of Compliance and Privacy, Industrious...industry guidelines. + Act as the primary expert on compliance and regulatory matters, providing strategic guidance… more
- Capital One (New York, NY)
- …Certified Information Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One ... Director , Compliance Privacy Advisor The Capital...lines on the application of privacy requirements to business initiatives and changes, the development of controls and monitoring,… more
- Gilead Sciences, Inc. (Parsippany, NJ)
- …will improve the lives of patients with life-threatening illnesses worldwide. The Director of Ethics and Compliance Training and Communications is responsible ... Operations team and reports directly to the Senior Director , Global Head of Ethics and Compliance ...culture of ethics, integrity, and accountability. In addition, the Director will contribute to key enterprise-wide initiatives ,… more
- RiseBoro Homecare Inc. (Brooklyn, NY)
- …housing program compliance , the Director , Affordable Housing Compliance , provides strategic direction, ensures regulatory compliance , drives ... ESSENTIAL DUTIES AND RESPONSIBILITIES The Director , Affordable Housing Compliance is a...track resolution of any identified deficiencies to ensure ongoing compliance . Regulatory reporting and Registrations . Ensure… more
- Ankura (New York, NY)
- …operational, and compliance solutions to complex litigation, enforcement, and regulatory challenges. Role Overview The Senior Director will support the ... for senior level review. + Perform client facing tasks including operational, compliance or regulatory assessments and develop associated deliverables. + Develop… more
- Daybreak Independent Services (Bronx, NY)
- …+ Develop and oversee staff training programs to ensure competence in regulatory compliance , quality assurance, and program-specific skills. + Deliver or ... Director of Quality Assurance and Compliance ...leads the design, implementation, and oversight of quality assurance initiatives , staff training programs, risk management, and survey readiness… more
- Meta (New York, NY)
- **Summary:** As Director of Sanctions Compliance in the Meta FinTech Compliance Team (MFTC) you will lead a team of compliance professionals and ... initiatives designed to mature and enhance the sanctions compliance program. You will interact with both internal and...You will help Meta FinTech to ensure that its compliance policies, internal controls and systems meet regulatory… more
