- Animo Ventures (New York, NY)
- … compliance training and awareness programs to educate employees on compliance policies and procedures.Build and nurture relationships with regulated ... As our Head of Compliance , you'll be responsible...cards. Keeping up with regulatory changes, you'll craft clear policies and controls to manage risks effectively.Building strong relationships… more
- New York Institute of Technology (Old Westbury, NY)
- …College of Osteopathic Medicine students.New proctors must obtain training from head /lead proctors and must attend NYITCOM's Academic Affairs' annual proctor meeting ... organized, able to multi-task, and computer efficient.Ability to enforce NYITCOM/NYIT policies for exams.New York Institute of Technology is an Equal Opportunity… more
- Scotiabank (New York, NY)
- Senior Manager, Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Index and other Volcker artifacts. + Draft and update policies and procedures related to Volcker Rule compliance... policies and procedures related to Volcker Rule compliance . + Review new business initiatives being introduced in… more
- TD Bank (New York, NY)
- …all relevant regulatory requirements, standards and expectations, as well as internal compliance policies . + Oversees/leads Compliance Units Quality ... more specific details for this role. **Line of Business:** Compliance **Job Description:** The Head of US...guidance, and contributing to the development of associated frameworks, policies , processes, and procedures. + Guides the team and… more
- Citigroup (New York, NY)
- …+ Overseeing the design, development, delivery, and maintenance of best-in-class Compliance , programs, policies , and practices and sets strategic ICRM ... Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible… more
- Morgan Stanley (New York, NY)
- …Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, ... right team for you. *Your Key Responsibilities* As the Head of GFC Banks Advisory, you will be responsible...First Line Financial Crimes, GFC and the Legal and Compliance Division to ensure appropriate execution of the US… more
- Pfizer (New York, NY)
- …regulatory support for product launches in international markets + Ensure compliance of marketed products throughout the lifecycle + Support regulatory product ... in markets The remit is to represent the processes, policies and deliverables of GRS across Pfizer as well...of the international markets within the GRS organization. The Head of GRS International Regulatory Sciences must work with… more
- Citigroup (New York, NY)
- …Risk and Control Committee. + Develops and drives quality-checking routines to ensure compliance with all relevant policies , operating guides, and owned control ... **HR Controls Testing Head Director** Human Resources ("HR") is a global...+ Establishes and oversees the application of operational risk policies , technology and tools, and governance processes to create… more
- SMBC (New York, NY)
- …and Testing, and Regulatory Change Management is a crucial role within the Compliance Department, reporting directly to the Head of Corporate Compliance ... . This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the… more
- Wells Fargo (New York, NY)
- …ensuring proper staffing and expertise, and manage the establishment of major policies and relevant compliance programs across major business divisions within ... **About this role:** The Head of Insights is an Enterprise Risk Management...includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance… more
- Citigroup (New York, NY)
- …partnering with Risk aligned Data & Technology teams + Drive Risk Management compliance with policies /standards (eg, data quality) and adoption of data ... + The Data Governance Head for Risk is a senior level role...for leading all aspects of Risk's adoption of and compliance to the Citi Data Governance Policy. The role… more
- Citigroup (New York, NY)
- …stakeholders including Front Office Sales and Trading Desks, Banking Deal teams, Compliance , Legal, Finance and HR; alongside having significant interaction with our ... whilst in a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying opportunities to reduce risk… more
- Equitable (New York, NY)
- …the way the organization is administered and controlled; ability to ensure compliance with governance guidelines and policies . **Results Orientation:** Knowledge ... Head of Credit Investments, General Account ( 240000EN...Infrastructure Debt. Monitor performance of these managers and ensure compliance with portfolio investment guidelines. Handle ad-hoc projects and… more
- Citigroup (New York, NY)
- …issue identification and comprehensive remediation Key Responsibilities Reporting directly to the Global Head of ORM, the responsibilities for the ORM Head for ... Security and Investigative Services, Legal, Independent Risk Management, and Independent Compliance Risk Management. Evaluates aggregated risk profile for each of… more
- MUFG (New York, NY)
- …to ensure all third-party agreements meet MUFG's legal and third-party management policies . The Head of Contract Management will partner with internal ... A member of our recruitment team will provide more details. **Job Summary:** The Head of Contract Management role will manage a team of Contract Managers that manage… more
- Manulife (New York, NY)
- **The opportunity** Reporting to the Global Head of Institutional Marketing, this leadership position will work with cross functional teams globally to define the ... with the Public and Private Market CIOs, and the Head of Distribution, North America to support portfolio managers,...in line with within corporate branding, messaging, governance, and compliance guidelines. + Work closely with the analytics team… more
- Citigroup (New York, NY)
- The Services In-Business Operational Risk and Resiliency Head is a first line of defence specialist who oversees, manages, and executes operational risk and control ... and operational risk events. This position will report directly to the Head of Services Controls and Regulatory Management. **Key Responsibilities** + Drive, support… more
- Guardian Life (New York, NY)
- …the US. Guardian Life is seeking a transformational leader to join our team as the Head of Data and AI, Group Benefits. Working closely with our Chief Data and AI ... and Guardian's revenue growth, risk management and customer experience. As Group Benefits Business Head of Data and AI you will be driving the data, analytics and AI… more
- SMBC (New York, NY)
- …clients to optimize cash flow, improve liquidity forecasting, and ensure bank compliance with both US and international regulatory requirements. This role requires ... and drive innovation in liquidity management. This role will report into the head of cash management for the US. **Role Objectives: Delivery** + Develop and… more
- Organon & Co. (Jersey City, NJ)
- …phases of development through registration and mature products. The Group Head could also support business development due diligence activities. **Responsibilities** ... the team supporting review of US promotional materials for compliance with the letter and spirit of FDA regulations,...and spirit of FDA regulations, Industry standards and Organon policies and standards. + Identify and assess company risk… more
