- SMBC (Jersey City, NJ)
- …appropriate governance and oversight groups. The role will also support the Regulatory Control Governance team by leading and supporting corrective ... Associate is responsible for ensuring a sound financial regulatory reporting function under a strong internal control...also has close interactions with other finance, risk, data governance and IT leaderships in the bank. Support all… more
- Wolters Kluwer (New York, NY)
- …Pkw Wolters Kluwer is looking for an accomplished and experienced **IT Security Associate Director - Security Governance Lead** to join our Strategic Security ... will oversee and improve our global IT & Cybersecurity Governance , Risk, Regulatory Change, Metrics, and Reporting...leading complex technical programs, and advancing IT risk and control capabilities. The IT Security Associate Director… more
- MUFG (Jersey City, NJ)
- …that triggered the deviation, and suggesting corrective and preventive remedies. The PECO QA Governance Associate Vice President brings 5 to 8 years of business, ... recruitment team will provide more details. **Job Summary:** The Project Enablement Control Office - Quality Assurance group (PECO QA) leverages extensive experience… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** The VP, CD & Sales Enterprise Governance _,_ Analytics & Insights is responsible for the development and enhancement of a ... trends and action items. Providing those insights to the various impacted Governance and 1LOD cross functional business teams. + Streamline and strengthen metric… more
- JPMorgan Chase (Brooklyn, NY)
- …and oversight of the execution, analysis, and control and governance frameworks. In addition, Firmwide Regulatory Reporting & Analysis' mandate ... including internal and regulatory requirements. As a Regulatory Capital Reporting & Analysis - Sr. Associate...(Excel & PowerPoint in particular) * Strong sense of control and governance , collaboration and partnership skills… more
- JPMorgan Chase (New York, NY)
- …our firm leads with innovation and compliance. As a Tech Risk Engagement Associate in our Cybersecurity and Technology Controls team, you will contribute to a ... team that supports the complex regulatory landscape within the firm's risk appetite. Collaborate with...Your experience in data security, risk management, and security governance will enable you to make informed decisions and… more
- JPMorgan Chase (Brooklyn, NY)
- …solutions to mitigate operational risk. As a Control Manager - Sr. Associate within the Finance Risk and Controls Governance team, you will support ... stakeholders. **Job responsibilities:** + Develop materials for senior management, including Control Committees, which are formal governance bodies that support… more
- Morgan Stanley (New York, NY)
- …through a comprehensive framework of policy setting, risk identification and control implementation in response to market, counterparty, regulatory , economic ... its workforce (M/F/Disability/Vet/ **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *FID, Business Control Unit, Credit Products - Associate /VP* **Location:**… more
- JPMorgan Chase (Jersey City, NJ)
- As the first line of defense for JPMorganChase (JPMC), Control Management prevents, detects, and monitors operational, regulatory , and reputational risks. As ... to bring innovative, solutions-oriented ideas to an ever-changing environment. As a Control Manager - Firmwide Programs, Senior Associate within the Firmwide… more
- SMBC (New York, NY)
- …Managing Director, Associate General Counsel. **Role Objectives** + Provide US bank regulatory advice to business and control functions of the bank and its ... trading, and intercompany transactions. + Advise on applications, reports, and other regulatory submissions to US Federal and State banking regulators. + Participate… more
- Morgan Stanley (New York, NY)
- …for monitoring on a real-time basis. * Advising FID desk heads on e-trading control and limit structures. * E-trading regulatory matters *Role Description* The ... platform implementation * Setting of trading limits and defining appropriate limit structure governance * Regulatory reporting governance * Conducting risk… more
- JPMorgan Chase (Brooklyn, NY)
- …requirements and the associated complex financial/accounting calculations. + Ensuring compliance with regulatory reporting control and governance framework + ... adequacy. As a CCAR Y-14 Reporting & Analysis, Senior Associate , within the Firmwide Regulatory Reporting &...to meet deadlines under pressure + Strong sense of control and governance (ability to identify and… more
- Bank of America (New York, NY)
- …**RESPONSIBILITIES:** + Conduct or coordinate quality Inspection reviews to ensure associate performance and control effectiveness + Execute Quality Assurance ... Sr Business Control Specialist -Quality Analyst, Anti Money Laundering New...Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring and inspection… more
- JPMorgan Chase (New York, NY)
- Join our dynamic team to navigate complex risk landscapes and fortify technology governance , making a pivotal impact in our firm's robust risk strategy. As a Tech ... Risk & Controls Senior Associate in Cybersecurity and Technology Controls, you will contribute...contribute to the successful management of technology-aligned aspects of Governance , Risk, and Compliance in line with the firm's… more
- Morgan Stanley (New York, NY)
- …FRTB implementation project management, production timeline management, work stream tracking, regulatory initiatives, control and governance , policy and ... Firm Risk Management Department (FRM). This is a key input used for regulatory reporting and internal business management. We are seeking a high-quality Project… more
- JPMorgan Chase (Jersey City, NJ)
- …can work independently and collaborate well with team members. As a Senior Associate in our Internal Audit group you will strengthen internal controls. The ... Audit Team manages a program of audit coverage over the CIB's regulatory compliance-related controls, including those over Dodd-Frank swaps and security-based swaps,… more
- JPMorgan Chase (Jersey City, NJ)
- On the Internal Audit Associate Team, you will have the opportunity to take your career to the next level in our industry-leading audit practice and accelerate your ... experience, immersive learning opportunities, and coaching. As an internal audit associate in Internal Audit, you will also receive dedicated training, mentoring… more
- TD Bank (New York, NY)
- …decisions; develop and maintain contacts with market participants + Demonstrates governance , control , and risk management behaviors in alignment with ... day. **Job Overview:** TD Cowen is looking for an Associate to join its Consumer - Hardlines Equity Research...control functions and ensures alignment with enterprise and/or regulatory requirements + Maintains a culture of risk management… more
- Morgan Stanley (New York, NY)
- …completing its annual audit plan covering functions including core finance, regulatory reporting, capital planning, data governance , general ledger accounting, ... join our Core Finance Internal Audit team as an Associate . The successful candidate will be responsible for...quality and effectiveness of Morgan Stanley's system of internal control , including risk management and governance systems… more
- JPMorgan Chase (Jersey City, NJ)
- …join the Chief Data & Analytics Office Audit team. As a Senior Internal Audit Associate on the Chief Data & Analytics Office team, you will be responsible for ... assisting with ongoing risk assessment, control identification, audit execution and continuous monitoring activities across the CDAO organization. CDAO governs and… more