- Bank of America (New York, NY)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non- AML ) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary ... together to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant… more
- Robert Half Management Resources (New York, NY)
- Description We are in search of an AML Audit Manager to join our team in the Financial Services industry, based in New York. This role offers a contract ... clearly understood and followed. * Generate detailed reports of audit results and present findings to senior ...financial services industry * Strong knowledge and experience in audit procedures and compliance and AML , OFAC,… more
- TD Bank (New York, NY)
- …the policy and training exemption governance and reporting processes to the GAML Senior Executive Team (and related AML Sub-Committees) + Prepares summaries, ... in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/ AML compliance **Employee/Team Accountabilities:**… more
- TD Bank (New York, NY)
- …the Bank's risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML /ATF/Sanctions/ABAC expertise, works independently and is ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Oversight Specialist acts as key business oversight… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US Loan Review **Requisition ID:** 210150 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... We work together to drive ambition for every future! **Purpose** The Audit Manager / Senior Audit Manager supports/leads and oversees the internal … more
- TD Bank (New York, NY)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of ... area of significant risk, complexity or scope + People Manager role that generally manages a team greater than...+ Ability to contribute to strategic direction of the audit function and provide advice to senior … more
- City National Bank (Jersey City, NJ)
- *SR. MANAGER OF AUDIT - COMPLIANCE* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating ... Bank policies, and the effectiveness of operations of the BSA/ AML function. The Senior Manager ... will be responsible for all aspects of the audit , including the planning, execution, and reporting phases. The… more
- City National Bank (Jersey City, NJ)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... II- IT INFRASTRUCTURE* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more
- Citigroup (New York, NY)
- USPB Overview: The Internal Audit US Personal Banking team is responsible for providing independent assurance over the key risks and processes associated with Citi's ... products to the end-to-end customer experience. The IA USPB Team consists of audit and analytics professionals located in the US: Florida, New York, Delaware, Texas,… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... industries! We work together to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk Assessment contributes to the overall success… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Identify and escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance to adequately address… more
- Scotiabank (New York, NY)
- Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... for Volcker breaches and ensure valid breaches are promptly remediated and senior management is informed. + Execute Enterprise Compliance requirements such as the… more
- TD Bank (New York, NY)
- …Looking for candidates with attention to detail, who are proactive and driven. The Manager , AML Financial Crime Risk Management role leads and develops a team ... and/or a control function related to specialized domains of TD's AML /ATF/Sanctions /ABAC programs. This role provides specialized project support or services.… more
- Scotiabank (New York, NY)
- …guidance for remediation if deficiencies identified. + Serve as an effective risk manager to assist senior leadership in evaluating key operational risks across ... Manager , First Line Operational Risk, SBUS Risk Assessments...Line (FLSS), Second Line (Operational Risk Management), and Internal Audit , to confirm comprehensive and consistent practices are followed… more
- Scotiabank (New York, NY)
- …data points to the operational risk framework. + Serve as an effective risk manager to assist senior leadership in evaluating key operational risks across their ... Manager , First Line Operational Risk & RCSA **Requisition...RCSA technology universe. + Evaluate enterprise-wide assessments in TPRM, BSA/ AML , CRCA, Risk ID, operational resiliency, to tie critical… more
- CIBC (New York, NY)
- …business initiatives, management reporting, governance and controls and internal audit /deficiency remediations. **What You'll Be Doing** + New Business Initiatives ... stakeholders across the different businesses our team supports including up to Senior Management levels + Prioritizes, directs and implements assignments / projects… more
- Citigroup (New York, NY)
- …the thematic Compliance programs on the resolution of open issues related to audit and examination findings; report progress to senior ICRM and Business/Function ... Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for… more