• Senior Lead Control Management…

    Wells Fargo (Iselin, NJ)
    …invest in you. Apply today. **About this role:** Wells Fargo is seeking a Sr. Lead Control Management Officer to lead Risk Measurement activities within the ... and Global Treasury Management (GTM) Control team. The Sr. Officer is accountable to the Control Director and Business...(SoRA) across different business lines and risk programs. + Lead the Annual Review of the Risk Measurement Program… more
    Wells Fargo (11/16/24)
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  • SVP, Compliance Product Senior

    Citigroup (New York, NY)
    Serves as a senior product compliance risk officer...as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering ... in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level + Experience in managing… more
    Citigroup (10/18/24)
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  • Senior Compliance Officer

    SMBC (New York, NY)
    …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
    SMBC (08/28/24)
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  • Senior Contracts and Grants Officer

    International Rescue Committee (New York, NY)
    …Technical Unit (LSTU) and reports to the US Legal Services Director. The Senior Officer provides operational oversight related to legal services contracts and ... Requisition ID: req55989 Job Title: Senior Contracts and Grants Officer Sector:...grants across the US, including budgeting, financial and performance compliance , and reporting. Major Responsibilities: Contract and Grant Management… more
    International Rescue Committee (11/04/24)
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  • Senior Program Officer , Preferred…

    International Rescue Committee (New York, NY)
    Requisition ID: req56091 Job Title: Senior Program Officer , Preferred Communities Sector: Social Work Employment Category: Fixed Term Employment Type: Full-Time ... tailored case management to the most vulnerable refugees. The Senior Program Officer for Preferred Communities (SPO)...local implementors to assist them in improving outcomes. + Lead monitoring of local offices for compliance more
    International Rescue Committee (11/09/24)
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  • Senior Program Officer - Grants…

    International Rescue Committee (New York, NY)
    Requisition ID: req55501 Job Title: Senior Program Officer - Grants and Growth Management Sector: Grants Employment Category: Fixed Term Employment Type: ... of the Role Reporting to the Director, Signpost, the Senior Program Officer (SPO) plays a vital...to the Director, Signpost, advising together with the Program Lead and the Senior Technical Advisor on… more
    International Rescue Committee (10/12/24)
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  • Senior Treasury Sales Officer

    Bank of America (New York, NY)
    Senior Treasury Sales Officer New York, New York;Chicago, Illinois **Job Description:** At Bank of America, each day brings innovation and opportunity. We are ... of America. Powered by people. Driven by Technology. The Senior Treasury Sales Officer (TSO) is responsible...He or she will partner with Corporate Bankers, Product, Compliance , Credit, Risk and Service partners to present optimal… more
    Bank of America (10/31/24)
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  • Reg & Exam Senior Officer I - C14

    Citigroup (New York, NY)
    …in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level + Experience in managing ... Serves as a risk officer for Client's Regulatory Management responsible for the...regulators. + Establishing and developing effective relationships within Citigroup senior management, front line, second line (including independent risk,… more
    Citigroup (11/02/24)
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  • Compliance Officer , Americas

    Wellington (New York, NY)
    …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
    Wellington (08/27/24)
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  • Core Compliance Officer

    Tradeweb (New York, NY)
    Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...key findings and areas of improvement to members of senior management within compliance + Monitoring and… more
    Tradeweb (11/13/24)
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  • Chief Compliance Officer

    City of New York (New York, NY)
    …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
    City of New York (09/15/24)
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  • Research, Marketing, and Content Compliance

    Citigroup (New York, NY)
    Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...ability to navigate a complex organization; to influence and lead people across cultures at a senior more
    Citigroup (09/20/24)
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  • SVP, Compl Product Sr Officer - Services…

    Citigroup (Jersey City, NJ)
    Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...ability to navigate a complex organization; to influence and lead people across cultures at a senior more
    Citigroup (11/05/24)
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  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
    SMBC (10/05/24)
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  • Business Risk Senior Officer II,…

    Citigroup (New York, NY)
    …other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level. + Bachelor's/University ... **Client Control - Non-Regulatory Engagements, Policies, Regulations, and Issue Remediation Lead (C15)** and will be responsible for implementing key processes and… more
    Citigroup (10/22/24)
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  • Compliance AML Risk Management Sr…

    Citigroup (Jersey City, NJ)
    The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... risk management policy and strategic direction + Maintain AML compliance program for the business including assessment of risks...work with regional and global partners, and influence and lead people across culture and senior level… more
    Citigroup (11/15/24)
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  • Vice President, Compliance Transformation…

    SMBC (Jersey City, NJ)
    …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment...related deliverables + Develop strong and influential relationships across senior levels of an organization and manage/ lead more
    SMBC (09/24/24)
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  • Compliance AML Risk Management Sr…

    Citigroup (Jersey City, NJ)
    The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... risk management policy and strategic direction + Maintain AML compliance program for the business including assessment of risks...work with regional and global partners, and influence and lead people across culture and senior level… more
    Citigroup (11/16/24)
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  • Compliance Risk Sr Officer I…

    Citigroup (New York, NY)
    Serves as a senior compliance risk officer ...ability to navigate a complex organization; to influence and lead people across cultures at a senior ... framework. This role will be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will be the primary contact for… more
    Citigroup (11/07/24)
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  • Compliance Officer (AVP) - Conflicts…

    Citigroup (Jersey City, NJ)
    Serves as a compliance officer , specifically relating to research publications & managing conflicts between Banking & Research for the Independent Compliance ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day compliance advice to… more
    Citigroup (11/14/24)
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