- Tradeweb (New York, NY)
- Tradeweb is seeking a Senior SEC Reporting Staff Accountant to join our best-in-class SEC Reporting department in New York City. This role will ... report into the Director of SEC Reporting and be responsible for the...an as-needed basis (eg pro forma financial schedules, monthly/quarterly reporting packages for senior management, other ad… more
- Citigroup (Queens, NY)
- …very closely with other groups throughout Citi, including Risk, Treasury, Controllers, SEC Reporting , Accounting Policy, Financial Planning & Analysis and ... The Senior Lead Analyst position is an integral member...and partner with multiple areas across Citi, including Controllers, SEC Reporting , Treasury, Risk, Accounting Policy, Financial… more
- Revlon (New York, NY)
- …are Revlon, together, transforming beauty. **Basic Function:** 1. Financial Close and Reporting 2. Technical Accounting and Policies, including but not limited to: ... external consultants 11. Systems - Hyperion tool suite (Consolidation, Management Reporting , Planning); Wdesk/ Workiva; ERPs (SAP & JDE); Blackline; AuditBoard 12.… more
- ADP (Roseland, NJ)
- …major Public Accounting Firm and/or a large, multinational company in similar capacity ( SEC reporting and financial policy). + Must have strong technical ... data necessary to produce external financial reports. Coordinates and works to prepare SEC filings working closely with senior management and external auditor… more
- Scotiabank (New York, NY)
- …relevant SEC and FINRA rules and regulations including transaction reporting , best execution, market access, Consolidated Audit Trail (CAT) requirements, etc. + ... Senior Manager, Markets Compliance Officer **Requisition ID:** 204138...online and in-person compliance training for sales and trading staff and related support personnel. Coordinate with other Compliance… more
- Neuberger Berman (New York, NY)
- …the NB Private Markets group. This role will report to the SVP and manage the SEC reporting and filings to ensure compliance, and will be involved in hiring, ... managing, and training junior staff as the funds launch and grow. The ideal...12 years accounting/finance experience; CPA preferred + Experience with SEC reporting for Registered Investment Companies required… more
- Broadridge Financial Solutions (Newark, NJ)
- …key risk indicators (KRIs) and regularly report on risk exposure and status to senior management. + Foster a culture of risk awareness and compliance throughout the ... Participate in the Risk and Compliance meetings + BPO Monthly Error compilation/ reporting , including: + Producing monthly report that captures all incidents. +… more
- MUFG (New York, NY)
- …audit process (eg planning, fieldwork testing, reporting , issues validation, etc.). The Senior Auditor I also establish direction for staff on more complex ... member of our recruitment team will provide more details. **Job Summary:** The Senior Auditor I role within Internal Audit is responsible for leading independent,… more
- City National Bank (New York, NY)
- …Vendor Management onboarding, reviews, audits, and CNB issued remediation plans. * Reporting to Senior Managing Director Client Service/Operations. Lead Client ... CNB legal and compliance framework. This position functions as a team manager, develops staff and manages deployment of resources. *What you will do* * Head of CNR… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with ... advice on regulatory and compliance requirements to business unit management and staff so that they may conduct their business in conformance with regulatory… more
- Federal Reserve Bank (New York, NY)
- …contributes to other examination, analytical, and policy work in collaboration with senior supervisors and FRS management, legal staff , and policymakers across ... through a combination of methods, including on-site and off-site examinations involving staff dedicated to the supervision of an individual firm and other… more