- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Officer role works with departments across SMBC Americas… more
- Citigroup (New York, NY)
- The Spread Products In-Business Risk (IBR) is a front office 1st line of defense team responsible for in-business market risk and capital management across all ... + Work closely with SP trading desks and Independent Risk to identify, monitor and manage market risk...(2nd Line of Defense), Finance and Technology to manage regulatory capital related deliverables for SP + Work with… more
- JPMorgan Chase (New York, NY)
- …improve productivity, and enhance risk management effectively and responsibly. As a Vice President in the Regulatory Engagement and Projects division ... Office. You will collaborate with senior leaders from the Chief Data Officer (CDO), Line of Business Chief Data Office teams, Control Management, Compliance,… more
- Morgan Stanley (New York, NY)
- …equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Credit Risk * **Title:** * Vice President , Climate Risk ... exposures on a regular basis to the Chief Risk Officer and senior management. CRM also...abreast with latest trends related to climate change - regulatory landscape, analytical tools and capabilities, academic research, etc.… more
- SMBC (Jersey City, NJ)
- … types, including consumer compliance, investment banking related compliance, conduct, regulatory compliance, reputation, strategic, and technology risk . The ... employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ("CPAD"). This team focuses… more
- Morgan Stanley (New York, NY)
- …teams, Treasury, Capital and the Risk Department. *Key Responsibilities* We are seeking a Vice President ( VP ) to be a critical team member of the ... its workforce (M/F/Disability/Vet). **Job:** **Finance* **Title:** *Corporate FP & A Vice President * **Location:** *New York-New York* **Requisition ID:**… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk /AML/Sanctions compliance issues, while managing the progress of KYCs from an ... while fulfilling responsibilities related to Request for Information (RFIs) related to KYC/ risk /compliance issues identified as part of the KYC due diligence; +… more
- MUFG (Jersey City, NJ)
- …team will provide more details. **Job Summary:** The Data Governance & Controls Associate Vice President (AVP) will support the Office of the Chief Data ... Officer (OCDO) in defining, maintaining and executing the Data...Data Management Integrated Control Framework (DMICF) for Tier 1 Risk & Regulatory Reports and Target Scope… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- SMBC (New York, NY)
- … Management, Compliance, IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage area or process under ... group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and...risk and is represented by the Chief Compliance Officer as either a member or observer of various… more
- MUFG (New York, NY)
- …designated customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit ... risk of the designated portfolio, determine accurate ratings and...from management. **Policy Compliance** + Ensure compliance with external regulatory /internal policy and procedural requirements + Participate in ad-hoc… more
- MUFG (New York, NY)
- …team will provide more details. We are seeking a Senior Loan Workout Specialist, Vice President in our New York office to service, monitor, and manage ... reports to immediate supervisor, Division Manager, and others within Credit Risk Administration about actual/forecasted borrower/ regulatory rating changes that… more
- Mastercard (Harrison, NY)
- …drives innovation and delivers better business results. **Title and Summary** Vice President , Controller Overview: The Technology Controller reports to ... and advise on all accounting-related matters on business transactions and accounting/ regulatory standards, including but not limited to software capitalization and… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. MUFG is seeking a Vice President and Head of the Americas Data Privacy and Protection Office (DPPO). ... US, Canada, and Latin America. The position reports to the Global Chief Privacy Officer and plays a key leadership role in developing and implementing MUFG's data… more
- Citigroup (New York, NY)
- …domestic payments business, amongst a few others. This role will also be the Third Party Risk Officer (TPO) for TTS FMIs and agent banks aligned to the Third ... controls and closing gaps across all stages of the lifecycles. The third party risk officer will work with Product and Cluster teams to ensure appropriate… more
- SMBC (New York, NY)
- …Department, Americas Division (FSPDAD), and under supervision of our Chief Financial Officer (CFO). Scope of responsibility includes, but not limited to process ... the FP&A Team, which includes financial resource optimization, management and regulatory reporting, and coordination with various stakeholders of the organization… more
- Mizuho Corporate Bank (New York, NY)
- …stakeholders within the branches, agencies and other credit departments. The Credit Officer must possess in-depth industry knowledge and have his/her finger on the ... of credit including credit worthiness of the applicant, loan structure, risk return, the applicant's operating, financial and industry profiles including historical… more
- JPMorgan Chase (New York, NY)
- …will quarterback key milestones in the deal lifecycle and assist in audit/ regulatory reviews and controls issue resolution and reporting. You will also participate ... in global process enhancements + Coordinate collection of non-KYC regulatory documentation during transaction execution + Conduct analysis and dispositioning… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") ... Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President ,...this role will assist in managing a comprehensive compliance risk assessment framework to ensure the applicable regulatory… more
- Citigroup (New York, NY)
- …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP ** **Description** Citi's Commercial Bank (CCB) ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more