- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- JPMorgan Chase (Jersey City, NJ)
- …and passionate individuals in more than 20 countries around the world. As a Vice President within the Practices Audit team, you will support Internal Audit's ... Regulatory Engagement and Exam Management Team, including assisting in driving forward technology-related strategic initiatives, influencing broader … more
- American Express (New York, NY)
- …CFR exam management processes. Band Level Copy: CFR is looking for a Vice President of Governance to lead a diverse team of high-performing professionals ... business growth and delivering superior customer service. Control Management Risk Pillar Copy ( Exam ): The objective of the CFR Control Management Exam Management… more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit* ... support of WM & ISG clients and seek a Vice President as part of the US...Oversight Group and be based in New York, NY. * Regulatory Exam Support:* * Provide support &… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... regulatory examinations impacting the CDAO through the entire exam lifecycle, as well as ongoing monitoring engagements +...in writing + Knowledge of and experience with regulators' exam processes and regulatory matters + Ability… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Regulatory Management Lead- Vice President in the Asset & Wealth ... at a large financial institution, regulator, or law firm performing legal, regulatory supervision/ exam management, or regulatory enforcement functions +… more
- MUFG (New York, NY)
- …process and submit all requested MIS to regulators. + Support end-to-end regulatory exam management, including meeting scheduling, organization of document ... Regulatory Affairs Office **Requirements:** + 2+ years' experience in regulatory relations / regulatory exam management and knowledge of heightened … more
- Wells Fargo (New York, NY)
- …Wells Fargo's Corporate and Investment Industrials Group, is seeking a talented and experienced Vice President , Lead Investment Banker, to join and grow one of ... growing practices. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Wells Fargo (New York, NY)
- …this role:** The Tech, Media & Telecom (TMT) Investment Banking group is seeking a Vice President , Media & Entertainment, to join its New York City office. The ... deal execution. **In this role, you will:** + The Vice President will be responsible for working...**Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- JPMorgan Chase (New York, NY)
- …are fit for purpose and used appropriately within their business context. As a Vice President in Risk Management - Emerging Risks within JPMorgan Chase, you ... Analytics Office (CDAO), Compliance, Conduct and Operational Risk (CCOR), and global exam management teams to deliver fulsome and consistent responses to … more
- Citigroup (New York, NY)
- …practices. **About the Role** The Finance Regulatory Engagement & Oversight Senior Vice President contributes to the directional strategy of regulatory ... standards and maintained and followed related to the management of Citi Finance's regulatory interactions, including exam management, regulatory meetings and… more
- Citigroup (New York, NY)
- …Role** The Finance Regulatory Engagement, Management of Information and Communications Vice President is a strategic professional who keeps management and ... necessary forums and frameworks to establish and govern processes for Finance Regulatory Engagement & Oversight, including exam management, regulatory … more
- Mizuho Corporate Bank (New York, NY)
- …and validated. Summary The Regulatory Relations Team is seeking a Vice President ("VP") to primarily support and coordinate supervisory examinations, routine ... treasury, compliance, financial crimes and IT/cyber risks. + Experience in regulatory exam management. + Familiarity with the regulatory oversight process… more
- Morgan Stanley (New York, NY)
- …securities, and Residential real estate loans. The US Bank Subsidiaries seek an Assistant Vice President (AVP) to join the First Line Business Risk team to ... He or she will be responsible for aiding the Vice President (VP) and Executive Director (ED)...emerging risks and mitigating control environment in accordance with regulatory requirements and guidelines * Actively support in the… more
- M&T Bank (New York, NY)
- **Overview:** This Vice President level role provides guidance on complex compliance risk management activities within the Institutional Client Services ... Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one or more… more
- City of New York (New York, NY)
- …Transactions Senior Project Manager to join our team. Under the direction of the Vice President for Transactions, the Senior Project Manager is responsible for ... documents, appraisals, and other relevant documents. - Ensure compliance with regulatory requirements and assess potential risks associated with the transaction. 4.… more
- PSEG (Bethpage, NY)
- …serves as a member of the PSEG Long Island leadership team reporting to the Vice President of Business Services and will be responsible for directing and ... mission, including incorporating well-defined industry operating standards and meeting regulatory requirements where applicable. **Job Responsibilities** + Collaborating with… more